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CJ

Cathlyn Jade B. Junio

INVESTMENT MANAGEMENT SOLUTIONS
Tarzana, CA 91356
Some features on this profile are disabled
CRD#: 7929970
CJ

Professional summary

Cathlyn Jade Bondad Junio is a registered financial advisor currently at INVESTMENT MANAGEMENT SOLUTIONS, INC. located in Tarzana, California.

Cathlyn Jade is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Cathlyn Jade has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cathlyn Jade Bondad Junio's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 3, 2024 - Present

INVESTMENT MANAGEMENT SOLUTIONS, INC.

Office #1: 18321 Ventura Blvd Suite 840, Tarzana, CA 91356
RIA
CRD#: 330363
Tarzana, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(6/3/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/2/2024
Uniform Investment Adviser Law Examination

Current Firm

IM
INVESTMENT MANAGEMENT SOLUTIONS, INC.
INVESTMENT MANAGEMENT SOLUTIONS | INVESTMENT MANAGEMENT SOLUTIONS, INC. | INVESTMENT MANAGEMENT SOLUTIONS, INC

CRD#: 330363 / SEC#:

California
Registered Investment Advisory firm - (5/17/2024 Approved)
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Contact information

Main Address
18321 Ventura Blvd Suite 840, Tarzana, CA 91356
Mailing Address
Phone number
(818) 345-5900
Established
Firm type
Fiscal year end
# of Employees
4

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts3
AUM (Assets Under Management)$ 9,578

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INVESTMENT MANAGEMENT SOLUTIONS, INC.

CRD#: 330363Tarzana, CA 91356

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