Isaac Thompson

MASLOW WEALTH ADVISORS

Austin, TX 78746

Some features on this profile are disabled

CRD#: 7928928

Professional summary

Isaac Thompson is a registered financial advisor currently at MASLOW WEALTH ADVISORS located in Austin, Texas.

Isaac is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Isaac has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Isaac Thompson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 29, 2024 - Present

MASLOW WEALTH ADVISORS

Office #1: 1601 South Mo Pac Expressway Suite 125d, Austin, TX 78746

RIA

CRD#: 107722

Austin, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MASLOW WEALTH ADVISORS

DURBIN BENNETT PETERSON PRIVATE WEALTH MANAGEMENT, LLC | STRATEGIC CAPITAL ADVISORS, L.L.P. | MASLOW WEALTH ADVISORS | DURBIN BENNETT PRIVATE WEALTH MANAGEMENT, LLC | DURBIN BENNETT PETERSON PRIVATE WEALTH MANAGEMENT, LLP

CRD#: 107722 / SEC#: 801-60001

RIA

Registered Investment Advisory firm - (1/25/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/29/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/17/2024

Uniform Investment Adviser Law Examination

Current Firm

MASLOW WEALTH ADVISORS

CRD#: 107722 / SEC#: 801-60001

RIA

Registered Investment Advisory firm - (1/25/2001 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1601 South Mo Pac Expressway Suite 125d, Austin, TX 78746

Mailing Address

Phone number

(512) 610-6930

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MASLOW WEALTH ADVISORS PART ADV2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts	450
AUM (Assets Under Management)	$ 2,065,363,526

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Steven Gallegos

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Austin, TX

Eric Pomerantz

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Austin, TX

Jeffrey Weeks

ATX PORTFOLIO ADVISORS, LLC

IAR

Austin, TX

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Isaac Thompson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Isaac Thompson's CRS (Customer Relationship Summary).

Certified licenses

Experience

MASLOW WEALTH ADVISORS

Primary Firm SEC Registration

MASLOW WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 5/17/2024

Current Firm

MASLOW WEALTH ADVISORS

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MASLOW WEALTH ADVISORS

TRUST BUT VERIFY

Similar Advisors