WW
Wesley W. Wu
AGENTIS CAPITAL MARKETS US
VANCOUVER, V6C 2W2
Some features on this profile are disabled
CRD#: 7927147
WW
Professional summary
Wesley Wynn Wu is a registered financial professional currently at AGENTIS CAPITAL MARKETS US, LLC .
Wesley is registered as a RR (Registered Representative) and started their career in finance in 2024. Wesley has worked at 1 firm and has passed the Series 63, Series 79TO, SIE and Series 50 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Wesley Wynn Wu's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 26, 2024 - Present
AGENTIS CAPITAL MARKETS US, LLC
Office #1: 1820-999 West Hastings Street, Vancouver, V6C 2W2Office #2: 1270-999 West Hastings Street, Vancouver, Bc, V6C 2W2BD
CRD#: 328336
VANCOUVER,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 6/26/2024
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AC
AGENTIS CAPITAL MARKETS US, LLC
AGENTIS CAPITAL MARKETS US, LLC
CRD#: 328336 / SEC#: , 8-71174
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1270-999 West Hastings Street, Vancouver, Bc, V6C 2W2
Mailing Address
1270-999 West Hastings Street, Vancouver, Bc, V6C 2W2
Phone number
+1 (604) 687-1597
Established
Delaware since 02/01/2023
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AGENTIS CAPITAL LTD. | SHAREHOLDER | |
| FOSTER, LEE | CHIEF OPERATING OFFICER AND ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 7814929 |
| GRIEVE, ANDREW WILLIAM | SHAREHOLDER | 7817429 |
| MARCOTTE, BRIAN TROY | CHIEF COMPLIANCE OFFICER AND FINANCIAL OPERATIONS PRINCIPAL | 1182101 |
| VAN BELLE, ROBERT | PARTNER, DIRECTOR, CHIEF EXECUTIVE OFFICER, AND EXECUTIVE REPRESENTATIVE | 7814930 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
