Jacob D. Green

PRINCIPAL ADVISED SERVICES

Des Moines, IA 50392

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CRD#: 7926284

Professional summary

Jacob Duane Green is a registered financial advisor currently at PRINCIPAL ADVISED SERVICES located in Des Moines, Iowa and PRINCIPAL SECURITIES, INC. located in Des Moines, Iowa.

Jacob is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Jacob has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

**PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/07/2025 ADDRESS: 711 High St, Des Moines IA 50392, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest. **PRINCIPAL BANK POSITION: AVP - Advice Education & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/07/2025 ADDRESS: 711 High St, Des Moines IA 50392, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Duane Green's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 15, 2025 - Present

PRINCIPAL ADVISED SERVICES

Office #1: 711 High St, Des Moines, IA 50392

RIA

CRD#: 297324

Des Moines, IA

Current

February 25, 2025 - Present

PRINCIPAL SECURITIES, INC.

Office #1: 711 High St, Des Moines, IA 50392

RIA

CRD#: 1137

DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRINCIPAL ADVISED SERVICES

PRINCIPAL ADVISED SERVICES | PRINCIPAL ADVISED SERVICES, LLC

CRD#: 297324 / SEC#: 801-114432

RIA

Registered Investment Advisory firm - (12/14/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(3/24/2025)

Alaska
(3/24/2025)

Arizona
(3/24/2025)

Arkansas
(3/24/2025)

California
(3/24/2025)

Colorado
(3/24/2025)

Connecticut
(3/24/2025)

Delaware
(3/24/2025)

District of Columbia
(3/24/2025)

Florida
(3/24/2025)

Georgia
(3/24/2025)

Hawaii
(3/24/2025)

Idaho
(3/24/2025)

Illinois
(3/24/2025)

Indiana
(3/24/2025)

Iowa
(3/24/2025)

IAR

Iowa
(4/15/2025)

Kansas
(3/24/2025)

Kentucky
(3/24/2025)

Louisiana
(3/24/2025)

Maine
(3/24/2025)

Maryland
(3/24/2025)

Massachusetts
(3/24/2025)

Michigan
(3/24/2025)

Minnesota
(3/24/2025)

Mississippi
(3/24/2025)

Missouri
(3/24/2025)

Montana
(3/24/2025)

Nebraska
(3/24/2025)

Nevada
(3/24/2025)

New Hampshire
(3/24/2025)

New Jersey
(3/24/2025)

New Mexico
(3/24/2025)

New York
(3/24/2025)

North Carolina
(3/24/2025)

North Dakota
(3/24/2025)

Ohio
(3/25/2025)

Oklahoma
(3/24/2025)

Oregon
(3/24/2025)

Pennsylvania
(3/24/2025)

Rhode Island
(3/24/2025)

South Carolina
(3/24/2025)

South Dakota
(3/24/2025)

Tennessee
(3/24/2025)

Texas
(3/24/2025)

Utah
(3/24/2025)

Vermont
(3/24/2025)

Virginia
(3/24/2025)

Washington
(3/24/2025)

West Virginia
(3/24/2025)

Wisconsin
(3/24/2025)

Wyoming
(3/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/21/2025

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/24/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/27/2025

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

PRINCIPAL ADVISED SERVICES

PRINCIPAL ADVISED SERVICES | PRINCIPAL ADVISED SERVICES, LLC

CRD#: 297324 / SEC#: 801-114432

RIA

Registered Investment Advisory firm - (12/14/2018 Approved)

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Contact information

Main Address

655 9th Street, Des Moines, IA 50309

Mailing Address

711 High Street, Des Moines, IA 50392

Phone number

(866) 412-0770

Established

Firm type

Fiscal year end

# of Employees

343

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PAS ADV 2A ADVICE BROCHURE (3/31/2025)

PRINCIPAL ADVISED SERVICES FORM ADV 2A WRAP FEE BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	16,940
AUM (Assets Under Management)	$ 887,316,440

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/26/2025	Cover Page	Report
10/28/2024	Cover Page	Report
11/20/2023	Cover Page	Report
09/22/2023	Cover Page	Report
12/20/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jacob D. Green

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Duane Green's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRINCIPAL ADVISED SERVICES

PRINCIPAL SECURITIES, INC.

Primary Firm SEC Registration

PRINCIPAL ADVISED SERVICES

State Registrations and Notice Filings

Exams

Series 66

Date: 3/21/2025

Series 7TO

Date: 2/24/2025

SIE

Date: 1/27/2025

FINRA

Current Firm

PRINCIPAL ADVISED SERVICES

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PRINCIPAL ADVISED SERVICES

TRUST BUT VERIFY

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