Karissa A. Mclaren

OASIS WEALTH PLANNING ADVISORS

Bowling Green, KY

Some features on this profile are disabled

CRD#: 7925817

Professional summary

Karissa Ann Mclaren, who also goes by Karissa Mclaren, is a registered financial advisor currently at OASIS WEALTH PLANNING ADVISORS located in Bowling Green, Kentucky.

Karissa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Karissa has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Karissa Mclaren

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karissa Ann Mclaren's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 5, 2026 - Present

OASIS WEALTH PLANNING ADVISORS

RIA

CRD#: 285474

Bowling Green, KY

Past

June 17, 2025 - March 16, 2026

SAVVY

RIA

CRD#: 318493

NEW YORK, NY

Past

January 13, 2025 - June 16, 2025

FOCUS FINANCIAL

RIA

CRD#: 116140

Minneapolis, MN

Past

September 9, 2024 - June 11, 2025

OSAIC WEALTH, INC.

CRD#: 23131

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OASIS WEALTH PLANNING ADVISORS

OASIS WEALTH PLANNING ADVISORS | OASIS WEALTH PLANNING ADVISORS, LLC

CRD#: 285474 / SEC#: 801-130696

RIA

Registered Investment Advisory firm - (7/16/2024 Approved)

Alabama

Registered Investment Advisory firm - (8/1/2024 Terminated)

Florida

Registered Investment Advisory firm - (8/1/2024 Terminated)

Georgia

Registered Investment Advisory firm - (8/9/2024 Terminated)

Tennessee

Registered Investment Advisory firm - (8/1/2024 Terminated)

Texas

Registered Investment Advisory firm - (8/1/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(3/5/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/3/2025

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/9/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/27/2024

Securities Industry Essentials Examination

Current Firm

OASIS WEALTH PLANNING ADVISORS

OASIS WEALTH PLANNING ADVISORS | OASIS WEALTH PLANNING ADVISORS, LLC

CRD#: 285474 / SEC#: 801-130696

RIA

Registered Investment Advisory firm - (7/16/2024 Approved)

Alabama

Registered Investment Advisory firm - (8/1/2024 Terminated)

Florida

Registered Investment Advisory firm - (8/1/2024 Terminated)

Georgia

Registered Investment Advisory firm - (8/9/2024 Terminated)

Tennessee

Registered Investment Advisory firm - (8/1/2024 Terminated)

Texas

Registered Investment Advisory firm - (8/1/2024 Terminated)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Nashville, TN

Mailing Address

Phone number

(615) 933-3314

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OASIS WEALTH PLANNING ADV PART 2A AMENDMENT V.12.16.25 (12/16/2025)

Regulatory assets under management

Total Number of Accounts	819
AUM (Assets Under Management)	$ 267,819,448

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

Helena, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

Estero, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Karissa A. Mclaren

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karissa Ann Mclaren's CRS (Customer Relationship Summary).

Certified licenses

Experience

OASIS WEALTH PLANNING ADVISORS

SAVVY

FOCUS FINANCIAL

OSAIC WEALTH, INC.

Primary Firm SEC Registration

OASIS WEALTH PLANNING ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 1/3/2025

Series 7TO

Date: 9/9/2024

SIE

Date: 6/27/2024

Current Firm

OASIS WEALTH PLANNING ADVISORS

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OASIS WEALTH PLANNING ADVISORS

TRUST BUT VERIFY

Similar Advisors