JS
James K. Smith
GROUP ONE TRADING LLC
New York, NY 10004
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CRD#: 7925565
JS
Professional summary
James Kingsley Smith, who also goes by James Smith, is a registered financial professional currently at GROUP ONE TRADING LLC located in New York, New York.
James is registered as a RR (Registered Representative) and started their career in finance in 2025. James has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
No
Aliases
James Smith
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view James Kingsley Smith's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 14, 2025 - Present
GROUP ONE TRADING LLC
Office #1: 11 Broadway Suite 360, New York, NY 10004BD
CRD#: 37484
New York, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
SRO Registrations
RR
NYSE American LLC
Current Firm
GO
GROUP ONE TRADING LLC
GROUP ONE TRADING LLC | GROUP ONE TRADING, L.P.
CRD#: 37484 / SEC#: , 8-47762
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
425 S Financial Place Suite 3400, Chicago, IL 60605
Mailing Address
425 S Financial Place Suite 3400, Chicago, IL 60605
Phone number
(312) 347-8864
Established
Delaware since 10/01/2024
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 33 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
