MG
Michal Gicala
CAPSTONE FINANCIAL ADVISORS
DOWNERS GROVE, IL 60515
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CRD#: 7925426
MG
Professional summary
Michal Gicala is a registered financial advisor currently at CAPSTONE FINANCIAL ADVISORS INC located in Downers Grove, Illinois.
Michal is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Michal has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Michal Gicala's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 31, 2024 - Present
CAPSTONE FINANCIAL ADVISORS INC
Office #1: 2001 Butterfield Rd Suite 1000, Downers Grove, IL 60515RIA
CRD#: 109341
DOWNERS GROVE, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CAPSTONE FINANCIAL ADVISORS INC
CAPSTONE FINANCIAL ADVISORS INC
CRD#: 109341 / SEC#: 801-56979
RIA
Registered Investment Advisory firm - (11/16/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(5/31/2024)
IAR
Texas(5/31/2024)
Exams
Current Firm
CF
CAPSTONE FINANCIAL ADVISORS INC
CAPSTONE FINANCIAL ADVISORS INC
CRD#: 109341 / SEC#: 801-56979
RIA
Registered Investment Advisory firm - (11/16/1999 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2001 Butterfield Road Suite 1750, Downers Grove, IL 60515
Mailing Address
Phone number
(630) 241-0833
Established
Firm type
Fiscal year end
# of Employees
30
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,008 |
| AUM (Assets Under Management) | $ 2,441,937,272 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/15/2025 | ||
| 01/06/2025 | ||
| 12/19/2023 | ||
| 07/25/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
