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Richard K. Whitehead

WILLIS INVESTMENT COUNSEL
Gainesville, GA 30501
Some features on this profile are disabled
CRD#: 7923833
RW

Professional summary

Richard Kramer Whitehead III, who also goes by Richard Kramer Whitehead, is a registered financial advisor currently at WILLIS INVESTMENT COUNSEL INC located in Gainesville, Georgia.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Richard has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Richard Kramer Whitehead

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Real Estate Management as Owner / Landlord for industrial building.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Kramer Whitehead III's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 8, 2024 - Present

WILLIS INVESTMENT COUNSEL INC

Office #1: 710 Green Street, Gainesville, GA 30501
RIA
CRD#: 111042
Gainesville, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WI
WILLIS INVESTMENT COUNSEL INC
WILLIS INVESTMENT COUNSEL INC

CRD#: 111042 / SEC#: 801-18528

RIA
Registered Investment Advisory firm - (3/22/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Georgia
(8/8/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/1/2024
Uniform Investment Adviser Law Examination

Current Firm

WI
WILLIS INVESTMENT COUNSEL INC
WILLIS INVESTMENT COUNSEL INC

CRD#: 111042 / SEC#: 801-18528

RIA
Registered Investment Advisory firm - (3/22/1983 Approved)
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Contact information

Main Address
710 Green Street, Gainesville, GA 30501
Mailing Address
Phone number
(770) 718-0706
Established
Firm type
Fiscal year end
# of Employees
13

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

THE FIRM BROCHURE OF WILLIS INVESTMENT COUNSEL (3/18/2025)

Regulatory assets under management

Total Number of Accounts511
AUM (Assets Under Management)$ 3,954,398,131

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WILLIS INVESTMENT COUNSEL INC

CRD#: 111042Gainesville, GA 30501

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