AL
Andrew J. Little
ISGAM US LLC
Miami, FL 33156
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CRD#: 7923144
AL
Professional summary
Andrew James Little is a registered financial advisor currently at ISGAM US LLC located in Miami, Florida.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Andrew has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ISGAM AG - Investment Related, Address: Beethovenstrasse 48, Zurich CH-8002, Switzerland, Nature of Business: Portfolio Manager, Asset Management and Financial Planning, Position: Business Development Manager and Financial Planner: Start Date: May 2018 - Present and adding Partner Position with the firm as of January 2020 - Present, Duties: Development of the business via recruitment, training and compliance related functions. 18-20 hours devoted to business per month, 0 hours devoted during securities trading hours. 2) Global Private Client Solutions Sarl - Non-Investment Related, Address: Chemin des Pepinieres 2, Rolle CH-1180, Switzerland, Nature of Business: Consultancy Firm which introduces high net worth individuals and firms to service and product providers. Start Date: 5/2018 to Present, Position: Director, Duties: Sole Shareholder, 23-25 hours devoted to business per month, 0 hours devoted during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew James Little's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 26, 2024 - Present
ISGAM US LLC
Office #1: The Marcus Centre Suite 215 9990 Sw 77 Avenue, Miami, FL 33156RIA
CRD#: 320841
Miami, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(7/26/2024)
Current Firm
IU
ISGAM US LLC
ISGAM US LLC
CRD#: 320841 / SEC#: 801-124992
RIA
Registered Investment Advisory firm - (3/27/2023 Terminated)Florida
Registered Investment Advisory firm - (3/24/2023 Approved)Louisiana
Registered Investment Advisory firm - (5/2/2023 Approved)Texas
Registered Investment Advisory firm - (9/1/2022 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
The Marcus Centre Suite 215 9990 Sw 77 Avenue, Miami, FL 33156
Mailing Address
Phone number
(305) 779-5913
Established
Firm type
Fiscal year end
# of Employees
6
Regulatory assets under management
| Total Number of Accounts | 51 |
| AUM (Assets Under Management) | $ 57,375,336 |
Red Flags
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Company Information
ISGAM US LLC
CRD#: 320841Miami, FL 33156TRUST BUT VERIFY
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