Niamh Aitken

FORTH CAPITAL (USA)

Edinburgh, EH39QQ

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CRD#: 7922650

Professional summary

Niamh Aitken, who also goes by Niamh Docherty, is a registered financial advisor currently at FORTH CAPITAL (USA), LLC .

Niamh is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Niamh has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Niamh Docherty

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Niamh Aitken's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 13, 2024 - Present

FORTH CAPITAL (USA), LLC

Office #1: Nova House 3/5 Ponton Street, Edinburgh, EH39QQ

RIA

CRD#: 322623

Edinburgh,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/13/2024)

IAR

Texas
(6/13/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/13/2024

Uniform Investment Adviser Law Examination

Current Firm

FORTH CAPITAL (USA), LLC

FORTH CAPITAL (USA) LLC | FORTH CAPITAL ADVISERS USA, LLC | FORTH CAPITAL ADVISERS USA | FORTH CAPITAL (USA), LLC

CRD#: 322623 / SEC#:

California

Registered Investment Advisory firm - (5/2/2023 Approved)

Texas

Registered Investment Advisory firm - (1/23/2023 Approved)

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Contact information

Main Address

11111 Katy Freeway Suite 910, Houston, TX 77079

Mailing Address

Phone number

(346) 245-8824

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	19
AUM (Assets Under Management)	$ 9,546,884

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Niamh Aitken

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Niamh Aitken's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTH CAPITAL (USA), LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/13/2024

Current Firm

FORTH CAPITAL (USA), LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FORTH CAPITAL (USA), LLC

TRUST BUT VERIFY

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