NA
Niamh Aitken
FORTH CAPITAL (USA)
Edinburgh, EH39QQ
Some features on this profile are disabled
CRD#: 7922650
NA
Professional summary
Niamh Aitken, who also goes by Niamh Docherty, is a registered financial advisor currently at FORTH CAPITAL (USA), LLC .
Niamh is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Niamh has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Niamh Docherty
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Niamh Aitken's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 13, 2024 - Present
FORTH CAPITAL (USA), LLC
Office #1: Nova House 3/5 Ponton Street, Edinburgh, EH39QQRIA
CRD#: 322623
Edinburgh,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(6/13/2024)
IAR
Texas(6/13/2024)
Current Firm
FC
FORTH CAPITAL (USA), LLC
FORTH CAPITAL (USA) LLC | FORTH CAPITAL ADVISERS USA, LLC | FORTH CAPITAL ADVISERS USA | FORTH CAPITAL (USA), LLC
CRD#: 322623 / SEC#:
California
Registered Investment Advisory firm - (5/2/2023 Approved)Texas
Registered Investment Advisory firm - (1/23/2023 Approved)PREMIUM
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Contact information
Main Address
11111 Katy Freeway Suite 910, Houston, TX 77079
Mailing Address
Phone number
(346) 245-8824
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 40 |
| AUM (Assets Under Management) | $ 19,516,823 |
Red Flags
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