TE
Ty D. Erwin
THRIVENT INVESTMENT MANAGEMENT
Wisner, NE 68791
Some features on this profile are disabled
CRD#: 7922521
TE
Professional summary
Ty David Erwin is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Wisner, Nebraska.
Ty is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Ty has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NEBRASKA SCHOOL ACTIVITIES ASSOCIATION POSITION: Referee NATURE: The NSAA is in charge of high school sports within the state of Nebraska. I am a referee who is registered with the NSAA to ref high school basketball games. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 11/20/2024 ADDRESS: 500 Charleston St., Lincoln NE 68508, United States DESCRIPTION: Ref high school junior varsity and varsity basketball games. LAUREL COMMUNITY CHAMBER BOARD POSITION: Board Member NATURE: The Laurel Community Chamber Board is a group of volunteers within the community that strive to make the community a better place. The Chamber hosts events and activities to get Laurel more engaged as a community. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2025 ADDRESS: 303 E 2nd St., Laurel NE 68745, United States DESCRIPTION: As a board member of the chamber, I participate in monthly meetings and assist in event planning. ERWIN TRUCKING POSITION: Employee NATURE: My dad is the owner of this trucking company, and I assist with the daily operations involved with it. INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 30 START DATE: 10/01/2024 ADDRESS: 201 Spruce St., Laurel NE 68745, United States DESCRIPTION: I help assist with daily operations. HEFNER OIL & FEED CO. POSITION: Part Time Help NATURE: Hefner Oil & Feed Co. is a full-service gas station ran in Coleridge, NE. At this location, they also sell Purina Feed products and things such as water softener salt. My father, Todd Erwin, is the owner of this company. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2025 ADDRESS: 202 E Broadway, Coleridge NE 68727, United States DESCRIPTION: I am associated with the business due to my father being the owner. I occasionally am in and out of the business when my father's assistance is needed. HEFNER OIL & FEED CO. POSITION: Financial Manager NATURE: Hefner Oil & Feed Co. is a full-service gas station ran in Coleridge, NE. At this location, they also sell Purina Feed products and things such as water softener salt. My father, Todd Erwin, is the owner of this company. INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 08/13/2025 ADDRESS: 202 E Broadway, Coleridge NE 68727, United States DESCRIPTION: I am associated with the business due to my father being the owner. I assist my father by managing the financials of this business and other day to day duties.
CRS (Client Relationship Summary) - RIA
Click below to view Ty David Erwin's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Ty David Erwin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 9, 2024 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 812 Avenue E, Wisner, NE 68791Office #2: 107 1/2 East 2nd Street, Laurel, NE 68745Office #3: 420 Broadway Avenue, Yankton, SD 57078RIA
BD
CRD#: 18387
Wisner, NE
Current
July 25, 2024 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 812 Avenue E, Wisner, NE 68791Office #2: 107 1/2 East 2nd Street, Laurel, NE 68745Office #3: 420 Broadway Avenue, Yankton, SD 57078RIA
BD
CRD#: 18387
Wisner, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/7/2024)
RR
Colorado(10/7/2024)
RR
Florida(10/7/2024)
RR
Iowa(9/18/2024)
RR
Nebraska(9/6/2024)
IAR
Nebraska(9/9/2024)
RR
South Dakota(9/18/2024)
IAR
South Dakota(2/24/2025)
RR
Texas(10/7/2024)
IAR
Texas(10/7/2024)
RR
Wisconsin(10/7/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/25/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
