Surin K. Mong

MILIEU PERSONAL FINANCE LLC

ANN ARBOR, MI

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CRD#: 7921990

Professional summary

Surin Khai Mong, who also goes by Surin Mong, is a registered financial advisor currently at MILIEU PERSONAL FINANCE LLC located in Ann Arbor, Michigan.

Surin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Surin has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Surin Mong

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Surin Mong is currently employed as an Associate Director of Licensing at the University of Michigan (1600 Huron Pkwy, 2nd Floor, Building 520, Ann Arbor, MI 48109-2590). This employment began in August, 2024. This business is not investment-related. His role at the University of Michigan entails the developing, protecting, and licensing of academic innovation. Surin devotes approximately 160 hours per month to the University of Michigan and this activity accounts for approximately 70% of their time during trading hours. This may create a potential conflict of interest in that Surin may dedicate certain hours of trading time to this outside business activity. This conflict is mitigated as Milieu Personal Finance's investment strategy does not involve daily active trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Surin Khai Mong's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 12, 2024 - Present

MILIEU PERSONAL FINANCE LLC

RIA

CRD#: 331723

ANN ARBOR, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(7/12/2024)

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Exams

State Security Law Exam

IAR

Series 65

Date: 3/28/2024

Uniform Investment Adviser Law Examination

Current Firm

MILIEU PERSONAL FINANCE LLC

CRD#: 331723 / SEC#:

Michigan

Registered Investment Advisory firm - (7/12/2024 Approved)

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Contact information

Main Address

Ann Arbor, MI

Mailing Address

Phone number

(734) 945-4434

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 41,824

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Surin K. Mong

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Surin Khai Mong's CRS (Customer Relationship Summary).

Certified licenses

Experience

MILIEU PERSONAL FINANCE LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/28/2024

Current Firm

MILIEU PERSONAL FINANCE LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MILIEU PERSONAL FINANCE LLC

TRUST BUT VERIFY

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