ST
Samuel C. Trimble
FIRST COMMAND ADVISORY SERVICES
Dumfries, VA
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CRD#: 7921752
ST
Professional summary
Samuel Caudill Trimble is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Dumfries, Virginia and FIRST COMMAND BROKERAGE SERVICES, INC. located in Stafford, Virginia.
Samuel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Samuel has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Name of the other business: Transportation Safety Apparel ; Whether the business is investment-related: Yes ; Address of the other business: 11 Conrad Industrial Drive, Weaverville NC, 28787 ; Nature of the other business: Employment ; Your position, title, or relationship with the other business: Chief Financial Officer ; The start date of your relationship: Apr 01, 2022 ; The approximate number of hours/month you devote to the other business: 11 to 20 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: Responsible for the following: Setting financial goals. Managing financial statements. Conducting reconciliation of bank accounts. Managing payroll. Overseeing the vendor pay system. Ensuring compliance with all applicable laws (2) Name of the other business: Crismont LLC ; Whether the business is investment-related: Yes ; Address of the other business: 84 Beach City Road, Hilton Head Island, SC 29926 ; Nature of the other business: Real Estate/Rental Property ; Your position, title, or relationship with the other business: Single Member of LLC ; The start date of your relationship: May 01, 2024 ; The approximate number of hours/month you devote to the other business: 1 to 5 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: Ownership of commercial property generating passive income. (3) Name of the other business: Pokey Puppies LLC Whether the business is investment-related: No Address of the other business: Annapolis, MD Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Owner The start date of your relationship: Oct 01, 2023 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: Dog boarding business.
CRS (Client Relationship Summary) - RIA
Click below to view Samuel Caudill Trimble's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 8, 2024 - Present
FIRST COMMAND ADVISORY SERVICES
Office #2: 125 Woodstream Blvd. Suite 115, Stafford, VA 22556RIA
CRD#: 281958
Dumfries, VA
Current
June 20, 2024 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 125 Woodstream Blvd. Suite 115, Stafford, VA 22556BD
CRD#: 3641
Stafford, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
District of Columbia(8/8/2024)
RR
Maryland(8/8/2024)
RR
North Carolina(12/13/2024)
RR
Oregon(11/19/2024)
RR
South Carolina(12/4/2024)
RR
Virginia(8/8/2024)
IAR
Virginia(5/13/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 6/20/2024
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 Firstcomm Plaza, Fort Worth, TX 76109
Mailing Address
Po Box 2387, Fort Worth, TX 76113-2387
Phone number
(817) 731-8621
Established
Firm type
Fiscal year end
# of Employees
1,787
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
