DP
David R. Peirce
AVANTAX PLANNING PARTNERS
West Des Moines, IA 50266
Some features on this profile are disabled
CRD#: 7920222
DP
Professional summary
David Richard Peirce, who also goes by Dave Peirce, David R Peirce, David Peirce, is a registered financial advisor currently at AVANTAX PLANNING PARTNERS, INC. located in West Des Moines, Iowa.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. David has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dave Peirce | David R Peirce | David Peirce
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)AVANTAX PLANNING PARTNERS INC; Investment Advisor Representative; IAR to multiple investment clients and to provide investment and financial planning to clients; IR; HRS 10; HRS 10; 05/17/2024; 1601 22nd Street, Suite 400, West Des Moines IA 50266; Primary communication with financial planning, assistance clients with investment choices, and review investment performance with clients. 2)DENMAN CPA LLP; Partner; Denman CPA LLP is a CPA firm that performs audit and assurance work, consulting services, accounting work, wealth management services, and tax work for a number of clients; IR; HRS 180; HRS 130; 10/01/2015; 1601 22nd Street, Suite 400, West Des Moines IA 50266; I own 100% of David R Peirce CPA PC, which owns an interest in Denman CPA LLP. I am listed as a partner of Denman CPA LLP, but am an employee of David R Peirce CPA PC. As a partner of Denman CPA LLP, I am involved in management of the firm, can sign assurance reports and do sign tax returns as preparer. Top 5 business duties would be to: Complete and issue tax returns for clients, complete and issue assurance reports for clients, consulting for clients, develop and train staff, and business development (working to obtain new clients). Once licensed, I will be marketing Avantax business through this entity. 3)DAVID R PEIRCE CPA PC; President; I own a PC which owns my partnership interest in Denman CPA LLP (previous disclosed); NIR; HRS 1; HRS 0; 12/05/2022; 10638 Ridgeview Dr, Suite 400, Clive IA 50325; I have no duties for this entity. The sole purpose is to hold my partnership interest of Denman CPA LLP 4)ENERGY TRANSFER LP; Limited partner; This is an investment in a publicly traded partnership that provides midstream transportation services of oil and gas engaged in the pipeline transportation, storage, and terminaling for natural gas, crude oil, NGLs, refined products and liquid natural gas NIR; HRS 1; HRS 0; 01/13/2010; 8111 Westchester Drive, Suite 600, Dallas TX 75225; This is an investment in a publicly traded partnership, which is held at a schwab brokerage account. I have no duties/interactions with the business other than to make decisions whether to buy or sell units of the publicly traded partnership. 5)ENTERPRISE PRODUCTS PARTNERS LP; Limited partner; This is an investment in a publicly traded partnership. Provides midstream energy services to producers and consumers of natural gas, natural gas liquids (NGLs), crude oil, petrochemicals, and refined products; NIR; HRS 1; HRS 0; 05/17/2011; 1100 Louisiana Street, 10th Floor, Houston TX 77002; This is an investment in a publicly traded partnership, which is held at a schwab brokerage account. 6)MPLX LP; Limited partner; MPLX LP owns and operates midstream energy infrastructure and logistics assets primarily in the United States. It operates in two segments, Logistics and Storage, and Gathering and Processing; NIR; HRS 1; HRS 0; 06/01/2012; 200 East Hardin Street, Findlay OH 45840; This is an investment in a publicly traded partnership by myself, which is held in a schwab brokerage account. I have no duties/actions with this entity other than making a decision whether to buy or sell units of the publicly traded partnership. 7)DAVID PEIRCE; Lender; I have loaned one individual, Darson Granthem, some money to purchase 2 properties. As part of that transaction, another lender, Ryan Renze, lent money as well to Darson. In spring of 2023, I took over Ryan's loan to Darson; NIR; HRS 1; HRS 0; 02/12/2020; 10638 Ridgeview Dr, Clive IA 50325; I loaned money to Darson Grantham purchase 2 properties and that I am aware that Darson cannot be an investment client of mine and that I also understand that I am aware that I cannot lend clients money.
CRS (Client Relationship Summary) - RIA
Click below to view David Richard Peirce's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 12, 2024 - Present
AVANTAX PLANNING PARTNERS, INC.
Office #1: 1601 22nd St. Suite 400, West Des Moines, IA 50266RIA
CRD#: 106237
West Des Moines, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(8/12/2024)
Current Firm
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
3390 Asbury Road, Dubuque, IA 52002-2801
Mailing Address
Phone number
(563) 582-2855
Established
Firm type
Fiscal year end
# of Employees
254
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 13,679 |
| AUM (Assets Under Management) | $ 6,933,162,284 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/20/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AVANTAX PLANNING PARTNERS, INC.
CRD#: 106237West Des Moines, IA 50266TRUST BUT VERIFY
Monitor David Peirce
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
