Robert W. Thomas

GRUNDEN FINANCIAL ADVISORY

Denton, TX 76201

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CRD#: 7920160

Professional summary

Robert William Thomas is a registered financial advisor currently at GRUNDEN FINANCIAL ADVISORY, INC. located in Denton, Texas.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Robert has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert William Thomas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 3, 2024 - Present

GRUNDEN FINANCIAL ADVISORY, INC.

Office #1: 515 South Carroll Blvd, Denton, TX 76201

RIA

CRD#: 111595

Denton, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRUNDEN FINANCIAL ADVISORY, INC.

DBA RICKY GRUNDEN INVESTMENT ADVISORS | RICKY LEE GRUNDEN | GRUNDEN FINANCIAL ADVISORY, INC. | GRUNDEN FINANCIAL ADVISORY

CRD#: 111595 / SEC#: 801-58252

RIA

Registered Investment Advisory firm - (12/29/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

GRUNDEN FINANCIAL ADVISORY, INC.

DBA RICKY GRUNDEN INVESTMENT ADVISORS | RICKY LEE GRUNDEN | GRUNDEN FINANCIAL ADVISORY, INC. | GRUNDEN FINANCIAL ADVISORY

CRD#: 111595 / SEC#: 801-58252

RIA

Registered Investment Advisory firm - (12/29/2000 Approved)

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Contact information

Main Address

515 South Carroll Blvd, Denton, TX 76201

Mailing Address

515 South Carroll Blvd, Denton, TX 76201

Phone number

(940) 591-9007

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A & 2B 030725 (3/10/2025)

Regulatory assets under management

Total Number of Accounts	262
AUM (Assets Under Management)	$ 434,724,916

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert W. Thomas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert William Thomas's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRUNDEN FINANCIAL ADVISORY, INC.

Primary Firm SEC Registration

GRUNDEN FINANCIAL ADVISORY, INC.

State Registrations and Notice Filings

Exams

Current Firm

GRUNDEN FINANCIAL ADVISORY, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GRUNDEN FINANCIAL ADVISORY, INC.

TRUST BUT VERIFY

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