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JE

Jared M. Ellis

FIRST TRUST ADVISORS LP
AUSTIN, TX 78701
Some features on this profile are disabled
CRD#: 7918496
JE

Professional summary

Jared Michael Ellis, who also goes by Jared Michael Ellis, is a registered financial advisor currently at FIRST TRUST ADVISORS LP located in Austin, Texas and FIRST TRUST PORTFOLIOS L.P. located in Austin, Texas.

Jared is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Jared has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jared Michael Ellis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jared Michael Ellis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 25, 2026 - Present

FIRST TRUST ADVISORS LP

Office #1: Ibc Building 500 West 5th Street 8th Floor, Austin, TX, 78701
RIA
CRD#: 107027
AUSTIN, TX
Current

February 25, 2026 - Present

FIRST TRUST PORTFOLIOS L.P.

Office #1: Ibc Building 500 West 5th Street 8th Floor, Austin, TX, 78701
BD
CRD#: 28519
Austin, TX
Past

February 18, 2025 - February 9, 2026

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
AUSTIN, TX
Past

February 12, 2025 - February 9, 2026

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
AUSTIN, TX
Past

October 29, 2024 - January 6, 2025

FLORIDA FINANCIAL ADVISORS, LLC

RIA
CRD#: 288811
Austin, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FT
FIRST TRUST ADVISORS LP
FIRST TRUST ADVISORS LP

CRD#: 107027 / SEC#: 801-39950

RIA
Registered Investment Advisory firm - (10/4/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(2/25/2026)
IAR
Illinois
(2/25/2026)
RR
Texas
(2/25/2026)
IAR
Texas
(2/25/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 3/4/2025
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 9/28/2024
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/2/2026
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 2/18/2025
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/3/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

FT
FIRST TRUST ADVISORS LP
FIRST TRUST ADVISORS LP

CRD#: 107027 / SEC#: 801-39950

RIA
Registered Investment Advisory firm - (10/4/1991 Approved)
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Contact information

Main Address
120 E. Liberty Drive Suite 400, Wheaton, IL 60187
Mailing Address
Phone number
(630) 765-8000
Established
Firm type
Fiscal year end
# of Employees
520

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FTA FORM ADV PART 2A BROCHURE - 03.31.2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts5,033
AUM (Assets Under Management)$ 256,328,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIRST TRUST ADVISORS LP

CRD#: 107027Austin, TX 78701

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