Cody J. Evans
Professional summary
Cody Jo Evans, who also goes by Cody Evans, is a registered financial professional currently at LUCID CAPITAL MARKETS, LLC located in New York, New York.
Cody is registered as a RR (Registered Representative) and started their career in finance in 2024. Cody has worked at 2 firms and has passed the Series 63, Series 7TO, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Cody Jo Evans's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 13, 2025 - Present
LUCID CAPITAL MARKETS, LLC
Office #1: 570 Lexington Avenue 40th Fl., New York, NY 10022August 5, 2024 - June 2, 2025
CASSEL SALPETER & CO., LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/13/2025)
(6/13/2025)
Exams
Series 7TO
Date: 10/19/2024
General Securities Representative ExaminationSeries 79TO
Date: 8/5/2024
Investment Banking Registered Representative ExaminationFINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
LUCID CAPITAL MARKETS, LLC
CRD#: 140345 / SEC#: , 8-67305
Contact information
FINRA licenses (25 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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