TL
Tian Liu
VELOX CLEARING LLC
Miami, FL 33131
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CRD#: 7916868
TL
Professional summary
Tian Liu is a registered financial professional currently at VELOX CLEARING LLC located in Miami, Florida.
Tian is registered as a RR (Registered Representative) and started their career in finance in 2025. Tian has worked at 1 firm and has passed the Series 99TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Tian Liu's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 6, 2025 - Present
VELOX CLEARING LLC
Office #1: 600 Brickell Avenue Suite 2800, Miami, FL 33131BD
CRD#: 290215
Miami, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 99TO
Date: 3/6/2025
Operations Professional ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VC
VELOX CLEARING LLC
VELOX CLEARING LLC
CRD#: 290215 / SEC#: , 8-70017
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
600 Brickell Avenue Suite 2800, Miami, FL 33131
Mailing Address
600 Brickell Avenue Suite 2800, Miami, FL 33131
Phone number
(866) 808-3569
Established
Nevada since 08/09/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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Company Information
VELOX CLEARING LLC
CRD#: 290215Miami, FL 33131TRUST BUT VERIFY
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