Misty D. Mitchell

FARMERS FINANCIAL SOLUTIONS

ROGERS, MN 55374

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CRD#: 7916813

Professional summary

Misty Dawn Mitchell, who also goes by Misty D Mitchell, Misty Dawn Mitchell, Misty Mitchell, is a registered financial professional currently at FARMERS FINANCIAL SOLUTIONS, LLC located in Rogers, Minnesota.

Misty is registered as a RR (Registered Representative) and started their career in finance in 2024. Misty has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Misty D Mitchell | Misty Dawn Mitchell | Misty Mitchell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 02/27/2025 - Mitchell Insurance - Non-Variable Insurance/Insurance Agency - Owner p and c agency for property and home insurance. - INV Related - At Rogers, MN - Start Date 06/01/2022 - 40hrs/mth - 0hrs During Trading 2) 02/27/2025 - Mitchell Insurance - Property and Casualty - P&C agency offering insurance - INV Related - At Rogers, MN - Start Date 04/29/2016 - 60hrs/mth - 30hrs During Trading

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Misty Dawn Mitchell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 15, 2025 - Present

FARMERS FINANCIAL SOLUTIONS, LLC

Office #1: 14115 James Rd Ste 302, Rogers, MN 55374

CRD#: 103863

ROGERS, MN

Past

November 14, 2024 - May 5, 2025

LPL ENTERPRISE, LLC

RIA

CRD#: 8733

ST. LOUIS PARK, MN

Past

November 14, 2024 - May 5, 2025

LPL ENTERPRISE, LLC

CRD#: 8733

ST. LOUIS PARK, MN

Past

October 1, 2024 - November 14, 2024

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

ST. LOUIS PARK, MN

Past

June 27, 2024 - November 14, 2024

PRUCO SECURITIES, LLC.

CRD#: 5685

ST. LOUIS PARK, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Minnesota
(7/15/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 9/12/2024

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/27/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/6/2024

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

FARMERS FINANCIAL SOLUTIONS, LLC

FARMERS FINANCIAL SOLUTIONS | FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863 / SEC#: 801-108217, 8-52361

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

31051 Agoura Rd., Westlake Village, CA 91361

Mailing Address

31051 Agoura Rd., Westlake Village, CA 91361

Phone number

(818) 584-0200

Established

Nevada since 12/21/1999

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

FARMERS ADV PART 2A DISCLOSURE BROCHURE (1/31/2019)

Direct owners and executive officers

Name	Position	CRD#
FFS HOLDING, LLC	MANAGING MEMBER
BORKIN, JOSHUA ALAN	CHIEF FINANCIAL OFFICER	6536355
DAHM, CHRISTINE	BOARD MEMBER	8191792
DO, CHAU	SECRETARY	7865522
HANSON, GUY MEADE	BOARD MEMBER	7165729
HOHL, DOREN EUGENE	BAORD MEMBER	1953425
ROBINSON, TARETHA ANN	CHIEF COMPLIANCE OFFICER	4539081
ROBINSON, TARETHA ANN	DIRECTOR OF OPERATIONS	4539081
SCHEAR, ZACHARY	PRESIDENT	5958762
SCOTT, JANICE GALE	BOARD MEMBER	7909854
WILLOUGHBY, DENITA ANNETTE	BOARD MEMBER	2368099

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Misty D. Mitchell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Misty Dawn Mitchell's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL ENTERPRISE, LLC

LPL ENTERPRISE, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/12/2024

Series 7TO

Date: 6/27/2024

SIE

Date: 5/6/2024

FINRA

Current Firm

FARMERS FINANCIAL SOLUTIONS, LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FARMERS FINANCIAL SOLUTIONS, LLC

TRUST BUT VERIFY

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