Casey R. Sullivan
Professional summary
Casey Raymond Sullivan is a registered financial professional currently at PHILPOTT BALL & WERNER, LLC located in Salem, New Hampshire.
Casey is registered as a RR (Registered Representative) and started their career in finance in 2024. Casey has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Casey Raymond Sullivan's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 10, 2024 - Present
PHILPOTT BALL & WERNER, LLC
Office #1: 23 Keewaydin Drive Ste. 202, Salem, NH 03079State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/10/2024)
(6/10/2024)
(6/10/2024)
(6/10/2024)
Exams
Series 79TO
Date: 6/10/2024
Investment Banking Registered Representative ExaminationFINRA
Current Firm
PHILPOTT BALL & WERNER, LLC
CRD#: 156364 / SEC#: , 8-68785
Contact information
FINRA licenses (12 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PHILPOTT BALL & WERNER, INC. | MANAGING MEMBER | |
| BERRY, NICHOLAS WAYNE | MANAGER | |
| VITTOR, GREG TODD | CFO/ FINOP | 1864219 |
| WERNER, EDWARD L | CEO/ CCO/ MANAGER |
Red Flags
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Company Information
PHILPOTT BALL & WERNER, LLC
CRD#: 156364Salem, NH 03079TRUST BUT VERIFY
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