Matthew P. Koll

LEGACY CAPITAL WEALTH PARTNERS

ROGERS, AR 72758

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CRD#: 7916030

Professional summary

Matthew Paul Koll is a registered financial advisor currently at LEGACY CAPITAL WEALTH PARTNERS, LLC located in Rogers, Arkansas.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Matthew has worked at 1 firm and has passed the SIE exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) ST. VINCENT DE PAUL CATHOLIC SCHOOL; NON-INVESTMENT RELATED; 1416 W POPLAR ST, ROGERS, AR, 72758; PRESIDENT OF SCHOOL BOARD; 6/2023; 4 HOURS PER MONTH 2) BIG BROTHER BIG SISTER NWA; NON-INVESTMENT RELATED; 91 W COLT SQUARE, FAYETTEVILLE, AR, 72703; BOARD MEMBER; 5/2022; 4 HOURS PER MONTH 3) MERCY FOUNDATION- PLANNED GIVING COMMITTEE; NON-INVESTMENT RELATED; 2710 S RIFE MEDICAL LN, ROGERS, AR, 72758; MEMBER; 2/2023; 4 HOURS PER MONTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Paul Koll's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 21, 2024 - Present

LEGACY CAPITAL WEALTH PARTNERS, LLC

Office #1: 5502 Walsh Lane Suite 103, Rogers, AR 72758

RIA

CRD#: 291960

ROGERS, AR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEGACY CAPITAL WEALTH PARTNERS, LLC

CRD#: 291960 / SEC#: 801-112442

RIA

Registered Investment Advisory firm - (2/12/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(5/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

SIE

Date: 10/20/2023

Securities Industry Essentials Examination

Current Firm

LEGACY CAPITAL WEALTH PARTNERS, LLC

CRD#: 291960 / SEC#: 801-112442

RIA

Registered Investment Advisory firm - (2/12/2018 Approved)

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Contact information

Main Address

8315 Cantrell Road Suite 200, Little Rock, AR 72227

Mailing Address

Phone number

(501) 376-7878

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LEGACY CAPITAL WEALTH PARTNERS, LLC WRAP FEE BROCHURE (3/24/2025)

LEGACY CAPITAL WEALTH PARTNERS, LLC - ADV PART 2A BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	2,548
AUM (Assets Under Management)	$ 1,317,812,779

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew P. Koll

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Paul Koll's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEGACY CAPITAL WEALTH PARTNERS, LLC

Primary Firm SEC Registration

LEGACY CAPITAL WEALTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

SIE

Date: 10/20/2023

Current Firm

LEGACY CAPITAL WEALTH PARTNERS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LEGACY CAPITAL WEALTH PARTNERS, LLC

TRUST BUT VERIFY

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