MP
Michael S. Pumphrey
TANGLEWOOD TOTAL WEALTH MANAGEMENT
Houston, TX 77056
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CRD#: 7912793
MP
Professional summary
Michael Shane Pumphrey is a registered financial advisor currently at TANGLEWOOD TOTAL WEALTH MANAGEMENT, INC. located in Houston, Texas.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Michael has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Kansas State University - Powercat Financial; not investment-related; 918 N. Martin Luther King Jr Dr, 302 K-State Student Union, Manhattan, KS 66506; Educational Institution; Peer Financial Counselor II; started 01/2023; approximately 16 hours per month, none during securities trading hours; financial counseling. 2) Financial Planning Association of Houston; investment-related; 1321 Antoine Dr, Houston, TX 77055; Professional Organization; NexGen Director; started 11/2023; approximately 8 hours per month, 2 hours during securities trading hours; Volunteer Non-Profit Board Member.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Shane Pumphrey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 8, 2024 - Present
TANGLEWOOD TOTAL WEALTH MANAGEMENT, INC.
Office #1: 1400 Post Oak Blvd Suite 800, Houston, TX 77056RIA
CRD#: 107639
Houston, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TT
TANGLEWOOD TOTAL WEALTH MANAGEMENT, INC.
TANGLEWOOD CAPITAL MANAGEMENT INC | TANGLEWOOD WEALTH MANAGMENT, INC. | TANGLEWOOD WEALTH MANAGEMENT, INC. | TANGLEWOOD TOTAL WEALTH MANAGEMENT, INC.
CRD#: 107639 / SEC#: 801-38245
RIA
Registered Investment Advisory firm - (1/25/1991 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(5/8/2024)
Exams
Current Firm
TT
TANGLEWOOD TOTAL WEALTH MANAGEMENT, INC.
TANGLEWOOD CAPITAL MANAGEMENT INC | TANGLEWOOD WEALTH MANAGMENT, INC. | TANGLEWOOD WEALTH MANAGEMENT, INC. | TANGLEWOOD TOTAL WEALTH MANAGEMENT, INC.
CRD#: 107639 / SEC#: 801-38245
RIA
Registered Investment Advisory firm - (1/25/1991 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1400 Post Oak Blvd Suite 800, Houston, TX 77056
Mailing Address
Phone number
(713) 840-8880
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,294 |
| AUM (Assets Under Management) | $ 1,430,951,690 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
