Stacy M. Soutiere
Professional summary
Stacy Marie Soutiere, who also goes by Stacy Soutiere, is a registered financial professional currently at BMO NESBITT BURNS SECURITIES LTD. .
Stacy is registered as a RR (Registered Representative) and started their career in finance in 2024. Stacy has worked at 1 firm and has passed the Series 63 and Series 7TO exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stacy Marie Soutiere's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 14, 2024 - Present
BMO NESBITT BURNS SECURITIES LTD.
Office #1: 525 8th Ave Sw Suite 1100, Calgary, Alberta, T2P 1G1State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/26/2024)
(7/16/2024)
(7/19/2024)
(7/17/2024)
(7/16/2024)
(7/16/2024)
(8/8/2024)
(7/30/2024)
(7/16/2024)
(7/16/2024)
(7/17/2024)
Exams
Series 7TO
Date: 6/13/2024
General Securities Representative ExaminationFINRA
Current Firm
BMO NESBITT BURNS SECURITIES LTD.
CRD#: 44057 / SEC#: , 8-50538
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMO NESBITT BURNS INC. | PARENT OF BMO NESBITT BURNS SECURITIES LTD. | |
| BROWN, WILLIAM A L | DIRECTOR | 3144046 |
| FERMAN, BRUCE AARON | CHAIRMAN OF THE BOARD | 6304645 |
| GIGLIOTTI, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 3063688 |
| LAKE, STEPHANIE ANN | DIRECTOR | 5845009 |
| NARINE, IAN KENNETH | CHIEF FINANCIAL OFFICER | 7570073 |
| PERSAUD, DEVANAND NMN | PRESIDENT | 4779881 |
| RIGANTE, MAURO | DIRECTOR | 8124545 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
