Stacy Marie Soutiere
Professional Summary
Stacy Marie Soutiere, who also goes by Stacy Soutiere, is a registered financial advisor currently at BMO NESBITT BURNS SECURITIES LTD. and . Stacy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Stacy has worked at 2 firms and has passed the Series 63 and Series 7TO exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Stacy Soutiere
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
2 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
BMO NESBITT BURNS SECURITIES LTD.
Contact Information
Main Address
1 First Canadian Place 41st Floor, Toronto, Ontario, M5X 1A1Mailing Address
320 South Canal Street Floor 7, Chicago, IL 60606Phone Number
(416) 624-5509# of Employees
303SEC notice filing (35 States and Territories)
Registered to provide investment advisory services in 35 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
1,330AUM (Assets Under Management)
$1,197,584,310Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BMO NESBITT BURNS SECURITIES LTD.
State Registrations and Notice Filings
(7/26/2024)
(7/16/2024)
(7/19/2024)
(7/17/2024)
(7/16/2024)
(7/16/2024)
(8/8/2024)
(7/30/2024)
(7/16/2024)
(11/7/2025)
(7/16/2024)
(7/17/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Stacy Marie Soutiere's CRS (Customer Relationship Summary).
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