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PZ

Pei Chao Zhuo

DRAKE STAR SECURITIES LLC
Los Angeles, CA 90024
Some features on this profile are disabled
CRD#: 7910971
PZ

Professional summary

Pei Chao Zhuo, who also goes by Pei Zhuo, is a registered financial professional currently at DRAKE STAR SECURITIES LLC located in Los Angeles, California.

Pei Chao is registered as a RR (Registered Representative) and started their career in finance in 2024. Pei Chao has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Pei Zhuo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Pei Chao Zhuo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 3, 2024 - Present

DRAKE STAR SECURITIES LLC

Office #1: 1100 Glendon Avenue Suite 905, Los Angeles, CA 90024
BD
CRD#: 131338
Los Angeles, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/30/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 7/22/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 7/3/2024
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/28/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

DS
DRAKE STAR SECURITIES LLC
DRAKE STAR SECURITIES LLC | RCG, LLC

CRD#: 131338 / SEC#: , 8-66448

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
950 Third Avenue 20th Floor, New York, NY 10022
Mailing Address
950 Third Avenue 20th Floor, New York, NY 10022
Phone number
(212) 508-7110
Established
New York since 01/15/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
DRAKE STAR HOLDINGS LLCSOLE MEMBER
BEDROSIAN, GREGORY RONALDCEO2279671
JOHNSON, MATTHEW HORTONMANAGING PARTNER2179618
JOHNSON, NATHAN RAYMONDMANAGING PARTNER4192478
RYAN, KIMBERLY ANNCHIEF COMPLIANCE OFFICER AND FINOP4316310
TURINO, JAMES GERARDPARTNER

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DRAKE STAR SECURITIES LLC

CRD#: 131338Los Angeles, CA 90024

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