Mathieu R. Ouellette
Professional summary
Mathieu Roger Ouellette, who also goes by Mathieu Ouellette, is a registered financial professional currently at BMO NESBITT BURNS SECURITIES LTD. .
Mathieu is registered as a RR (Registered Representative) and started their career in finance in 2024. Mathieu has worked at 1 firm and has passed the Series 63 and Series 7TO exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mathieu Roger Ouellette's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 16, 2024 - Present
BMO NESBITT BURNS SECURITIES LTD.
Office #1: 1675 Grafton Street 14th Floor, Halifax, Nova Scotia, B3J 0E9State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/3/2024)
(10/3/2024)
(10/5/2024)
(10/17/2024)
(10/3/2024)
(10/3/2024)
Exams
Series 7TO
Date: 8/15/2024
General Securities Representative ExaminationFINRA
Current Firm
BMO NESBITT BURNS SECURITIES LTD.
CRD#: 44057 / SEC#: , 8-50538
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMO NESBITT BURNS INC. | PARENT OF BMO NESBITT BURNS SECURITIES LTD. | |
| BROWN, WILLIAM A L | DIRECTOR | 3144046 |
| FERMAN, BRUCE AARON | CHAIRMAN OF THE BOARD | 6304645 |
| GIGLIOTTI, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 3063688 |
| LAKE, STEPHANIE ANN | DIRECTOR | 5845009 |
| NARINE, IAN KENNETH | CHIEF FINANCIAL OFFICER | 7570073 |
| PERSAUD, DEVANAND NMN | PRESIDENT | 4779881 |
| RIGANTE, MAURO | DIRECTOR | 8124545 |
Disclosures
| Regulatory Event | 1 |
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