SH
Samuel Harnisch
QUANTITATIVE FINANCIAL STRATEGIES
DENVER, CO
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CRD#: 7910034
SH
Professional summary
Samuel Harnisch is a registered financial advisor currently at QUANTITATIVE FINANCIAL STRATEGIES located in Denver, Colorado.
Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Samuel has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Samuel Harnisch is currently a Youth Lacrosse Coach at LXTC Lacrosse Training Center. This activity takes place outside of trading hours. 2.) Taxable Investment Consulting, LLC; Not Investmeent Related; Denver, CO; Consultancy for alternative tax strategies; President; Start Date 07/2025; Approx. 16 hours/month will all hours during trading hours
CRS (Client Relationship Summary) - RIA
Click below to view Samuel Harnisch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 12, 2024 - Present
QUANTITATIVE FINANCIAL STRATEGIES
RIA
CRD#: 331416
DENVER, CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(9/5/2024)
IAR
Colorado(6/12/2024)
Exams
Current Firm
QF
QUANTITATIVE FINANCIAL STRATEGIES
QUANTITATIVE FINANCIAL STRATEGIES | QUANTITATIVE FINANCIAL STRATEGIES LLC
CRD#: 331416 / SEC#:
California
Registered Investment Advisory firm - (9/5/2024 Approved)Colorado
Registered Investment Advisory firm - (6/12/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Denver, CO
Mailing Address
Phone number
(714) 300-5143
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 36 |
| AUM (Assets Under Management) | $ 17,156,753 |
Red Flags
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