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AL

Austin Link

GKV CAPITAL MANAGEMENT CO
Westlake Village, CA 91361
Some features on this profile are disabled
CRD#: 7908908
AL

Professional summary

Austin Link is a registered financial advisor currently at GKV CAPITAL MANAGEMENT CO INC located in Westlake Village, California.

Austin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Austin has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Austin Link's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 2, 2026 - Present

GKV CAPITAL MANAGEMENT CO INC

Office #1: 2555 Townsgate Rd Suite 310, Westlake Village, CA 91361
RIA
CRD#: 108767
Westlake Village, CA
Past

March 31, 2025 - November 25, 2025

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
PASADENA, CA
Past

August 5, 2024 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
LAGUNA NIGUEL, CA
Past

June 26, 2024 - November 25, 2025

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
PASADENA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GC
GKV CAPITAL MANAGEMENT CO INC
GKV CAPITAL MANAGEMENT CO INC

CRD#: 108767 / SEC#: 801-11341

RIA
Registered Investment Advisory firm - (3/12/1976 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(4/2/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/25/2024
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/26/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/24/2024
Securities Industry Essentials Examination

Current Firm

GC
GKV CAPITAL MANAGEMENT CO INC
GKV CAPITAL MANAGEMENT CO INC

CRD#: 108767 / SEC#: 801-11341

RIA
Registered Investment Advisory firm - (3/12/1976 Approved)
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Contact information

Main Address
1350 Treat Blvd Suite 260, Walnut Creek, CA 94597
Mailing Address
Phone number
(925) 627-8680
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

GKV ADV (2/18/2026)

Regulatory assets under management

Total Number of Accounts425
AUM (Assets Under Management)$ 357,188,821

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GKV CAPITAL MANAGEMENT CO INC

CRD#: 108767Westlake Village, CA 91361

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