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Chad David Godwin

FIRST TURN SECURITIES
OKLAHOMA CITY, OK
·CRD# 7908601·2 years experience

Professional Summary

Chad David Godwin is a registered financial advisor currently at FIRST TURN SECURITIES LLC located in Oklahoma City, Oklahoma. Chad is registered as a RR (Registered Representative) and started their career in finance in 2024. Chad has worked at 1 firm and has passed the Series 63, Series 82TO, Series 99TO, Series 79TO, SIE and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

2 years in the financial services industry

Current & Past Employments

Current

FIRST TURN SECURITIES LLCCurrent·CRD# 331300
BD
4 East Sheridan Ave Suite 300, Oklahoma City, OK 73104
December 19, 2024 - Present

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Current Firm

FT
FIRST TURN SECURITIES LLC

FIRST TURN CAPITAL LLC | FIRST TURN SECURITIES LLC

CRD#: 331300 / SEC#: 8-71242
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Contact Information

Main Address

4 East Sheridan Ave Suite 300, Oklahoma City, OK 73104

Mailing Address

4 East Sheridan Ave Suite 300, Oklahoma City, OK 73104

Phone Number

(405) 205-1918

Established

Oklahoma since 04/22/2024

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (8 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
FIRST TURN HOLDINGS LLCMEMBER—
AGERTON, DEBORAH LYNNFINOP/PFO/POO4460597
GODWIN, CHAD DAVIDCEO/CCO7908601

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(5/15/2026)
RR
Arkansas
(1/27/2025)
RR
Colorado
(5/15/2026)
RR
Kansas
(12/20/2024)
RR
Louisiana
(1/9/2025)
RR
North Dakota
(8/29/2025)
RR
Oklahoma
(12/19/2024)
RR
Texas
(1/9/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2024About the Series 63 exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Jan 2025About the Series 82TO exam

Series 99TO — Operations Professional Examination

Passed Dec 2024About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jul 2024About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Feb 2024About the SIE exam

Series 24 — General Securities Principal Examination

Passed Aug 2024About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Chad David Godwin's CRS (Customer Relationship Summary).

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