AL
Annelise K. Li
FINTENT
MONROVIA, CA 91016
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CRD#: 7908369
AL
Professional summary
Annelise Kingyan Li, who also goes by Annelise Li, is a registered financial advisor currently at FINTENT located in Monrovia, California.
Annelise is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Annelise has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Annelise Li
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Annelise Kingyan Li's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 17, 2024 - Present
FINTENT
Office #1: 118 W. Lime Ave Ste 110, Monrovia, CA 91016RIA
CRD#: 331452
MONROVIA, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(7/17/2024)
Exams
Current Firm
FI
FINTENT
FINTENT | FINTENT, INC. | FINTENT INVEST, INC.
CRD#: 331452 / SEC#:
California
Registered Investment Advisory firm - (7/17/2024 Approved)PREMIUM
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Contact information
Main Address
118 W. Lime Ave Ste 110, Monrovia, CA 91016
Mailing Address
Phone number
(703) 869-2828
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 3,057,742 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
