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ES

Erika R. Slepian

WEALTHFRONT ADVISERS LLC
Santa Monica, CA
Some features on this profile are disabled
CRD#: 7907472
ES

Professional summary

Erika Rose Slepian is a registered financial advisor currently at WEALTHFRONT ADVISERS LLC located in Santa Monica, California and WEALTHFRONT BROKERAGE LLC located in Palo Alto, California.

Erika is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Erika has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NOB: Sweetgreen. TITlE: Service Team Member. START DATE: 10/2023. LOCATION: Beverly Hills, CA. DUTIES: Server. Part-time basis. NOB: Dscout. TITLE: Usability Tester. START DATE: 4/2024. LOCATION: Chicago, IL. DUTIES: Run user interviews. Part-Time basis.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erika Rose Slepian's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 4, 2024 - Present

WEALTHFRONT ADVISERS LLC

RIA
CRD#: 148456
Santa Monica, CA
Current

July 17, 2024 - Present

WEALTHFRONT BROKERAGE LLC

Office #1: 261 Hamilton Ave, Palo Alto, CA 94301
BD
CRD#: 153407
Palo Alto, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WEALTHFRONT ADVISERS LLC
KACHING | WEALTHFRONT INC. | WEALTHFRONT ADVISERS LLC | WEALTHFRONT ADVISERS | WEALTHFRONT | THE INVESTING IQ APP | KACHING GROUP, INC | KACHING GROUP INC.

CRD#: 148456 / SEC#: 801-69766

RIA
Registered Investment Advisory firm - (11/21/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/4/2024)
IAR
California
(9/4/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/6/2024
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/17/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/31/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

WA
WEALTHFRONT ADVISERS LLC
KACHING | WEALTHFRONT INC. | WEALTHFRONT ADVISERS LLC | WEALTHFRONT ADVISERS | WEALTHFRONT | THE INVESTING IQ APP | KACHING GROUP, INC | KACHING GROUP INC.

CRD#: 148456 / SEC#: 801-69766

RIA
Registered Investment Advisory firm - (11/21/2008 Approved)
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Contact information

Main Address
261 Hamilton Ave., Palo Alto, CA 94301
Mailing Address
Phone number
(855) 695-8437
Established
Firm type
Fiscal year end
# of Employees
402

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WRAP BROCHURE OCTOBER 2025 (10/7/2025)
CLIENT BROCHURE OCTOBER 2025 (10/7/2025)
529 PROGRAM BROCHURE OCT 2025 (10/7/2025)

Regulatory assets under management

Total Number of Accounts642,888
AUM (Assets Under Management)$ 42,948,787,664

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
12/02/2024
Cover Page
Report
01/11/2024
Cover Page
Report
01/03/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WEALTHFRONT ADVISERS LLC

CRD#: 148456Santa Monica, CA

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