Nicole T. Gale

WEALTH MANAGEMENT INVESTMENT ADVISORS

SPRING, TX 77389

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CRD#: 7907208

Professional summary

Nicole Terry Gale, who also goes by Nicole Terry, is a registered financial advisor currently at WEALTH MANAGEMENT INVESTMENT ADVISORS, LLC located in Spring, Texas.

Nicole is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Nicole has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicole Terry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Nicole Gale is a Managing Member of Voice Standard, LLC, which provides voice-over services to various entities. Mrs. Gale provides bookkeeping and accounting services. Mrs. Gale spends less than one hour per month in this role.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicole Terry Gale's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 6, 2024 - Present

WEALTH MANAGEMENT INVESTMENT ADVISORS, LLC

Office #1: 18935 I-45 North, Spring, TX 77389

RIA

CRD#: 170852

SPRING, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/6/2024

Uniform Investment Adviser Law Examination

Current Firm

WEALTH MANAGEMENT INVESTMENT ADVISORS, LLC

WEALTH MANAGEMENT INVESTMENT ADVISORS | WMA FINANCIAL, LLC | WEALTH MANAGEMENT INVESTMENT ADVISORS, LLC

CRD#: 170852 / SEC#:

Texas

Registered Investment Advisory firm - (1/10/2018 Approved)

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Contact information

Main Address

18935 I-45 North, Spring, TX 77389

Mailing Address

Phone number

(281) 444-2220

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nicole T. Gale

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicole Terry Gale's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTH MANAGEMENT INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/6/2024

Current Firm

WEALTH MANAGEMENT INVESTMENT ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

WEALTH MANAGEMENT INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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