JM
Joshua H. Mitchell
ADVANTAGE CAPITAL
AUSTIN, TX 78746
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CRD#: 7906537
JM
Professional summary
Joshua Heo Mitchell is a registered financial advisor currently at ADVANTAGE CAPITAL located in Austin, Texas.
Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Joshua has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Heo Mitchell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 22, 2024 - Present
ADVANTAGE CAPITAL
Office #1: 900 S. Capital Of Texas Highway Las Cimas Building 4, Suite 480, Austin, TX 78746RIA
CRD#: 171365
AUSTIN, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ADVANTAGE CAPITAL
AC FED LIHTC MANAGER 1B, LLC (RELYING ADVISER) | TEXAS ACP VENTURE PARTNERS I, L.L.C. (RELYING ADVISER) | ETCF MANAGEMENT LLC (RELYING ADVISER) | ADVANTAGE CAPITAL TEXAS VENTURES GP, L.L.C. (RELYING ADVISER) | ADVANTAGE CAPITAL PARTNERS | ADVANTAGE CAPITAL MANAGEMENT CORPORATION | ADVANTAGE CAPITAL INVESTMENT ADVISER, LLC | ADVANTAGE CAPITAL ETCF GP, LLC (RELYING ADVISER) | ADVANTAGE CAPITAL AGRIBUSINESS MANAGER, L.L.C. (RELYING ADVISER) | ADVANTAGE CAPITAL AGRIBUSINESS GP, L.L.C. (RELYING ADVISER) | ADVANTAGE CAPITAL
CRD#: 171365 / SEC#: 801-80355
RIA
Registered Investment Advisory firm - (9/30/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(4/22/2024)
Exams
Current Firm
AC
ADVANTAGE CAPITAL
AC FED LIHTC MANAGER 1B, LLC (RELYING ADVISER) | TEXAS ACP VENTURE PARTNERS I, L.L.C. (RELYING ADVISER) | ETCF MANAGEMENT LLC (RELYING ADVISER) | ADVANTAGE CAPITAL TEXAS VENTURES GP, L.L.C. (RELYING ADVISER) | ADVANTAGE CAPITAL PARTNERS | ADVANTAGE CAPITAL MANAGEMENT CORPORATION | ADVANTAGE CAPITAL INVESTMENT ADVISER, LLC | ADVANTAGE CAPITAL ETCF GP, LLC (RELYING ADVISER) | ADVANTAGE CAPITAL AGRIBUSINESS MANAGER, L.L.C. (RELYING ADVISER) | ADVANTAGE CAPITAL AGRIBUSINESS GP, L.L.C. (RELYING ADVISER) | ADVANTAGE CAPITAL
CRD#: 171365 / SEC#: 801-80355
RIA
Registered Investment Advisory firm - (9/30/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
909 Poydras Street Suite 2230, New Orleans, LA 70112-4003
Mailing Address
Phone number
(504) 522-4850
Established
Firm type
Fiscal year end
# of Employees
215
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13 |
| AUM (Assets Under Management) | $ 789,906,562 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
