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AB

Amy N. Brown

TRADEWINDS CAPITAL MANAGEMENT
Bellingham, WA 98226
Some features on this profile are disabled
CRD#: 7906471
AB

Professional summary

Amy Nicole Brown, who also goes by Amy Nicole Nye, is a registered financial advisor currently at TRADEWINDS CAPITAL MANAGEMENT, LLC located in Bellingham, Washington.

Amy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Amy has worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Amy Nicole Nye

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Alaska Airlines; not investment-related; 19300 International Boulevard, Seattle, WA 98188; aviation; Flight Attendant; started 09/2018; zero hours per month; ensure safety of passengers.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Nicole Brown's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 29, 2024 - Present

TRADEWINDS CAPITAL MANAGEMENT, LLC

Office #1: 2211 Rimland Drive Suite 401, Bellingham, WA 98226
RIA
CRD#: 145934
Bellingham, WA
Past

May 8, 2024 - July 8, 2024

VAIL RIDGE CAPITAL, LLC

RIA
CRD#: 173397
BELLINGHAM, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TC
TRADEWINDS CAPITAL MANAGEMENT, LLC
TRADEWINDS CAPITAL MANAGEMENT, LLC

CRD#: 145934 / SEC#: 801-68789

RIA
Registered Investment Advisory firm - (2/6/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Washington
(8/29/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/8/2024
Uniform Investment Adviser Law Examination

Current Firm

TC
TRADEWINDS CAPITAL MANAGEMENT, LLC
TRADEWINDS CAPITAL MANAGEMENT, LLC

CRD#: 145934 / SEC#: 801-68789

RIA
Registered Investment Advisory firm - (2/6/2008 Approved)
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Contact information

Main Address
2211 Rimland Drive Suite 401, Bellingham, WA 98226
Mailing Address
Phone number
(360) 715-9000
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A (11/7/2025)

Regulatory assets under management

Total Number of Accounts2,652
AUM (Assets Under Management)$ 602,785,057

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRADEWINDS CAPITAL MANAGEMENT, LLC

CRD#: 145934Bellingham, WA 98226

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