Joseph L. Martin

BALES FINANCIAL ADVISORS

CUMMING, GA 30040

CRD#: 7904918

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Professional summary

Joseph Luke Martin is a registered financial advisor currently at BALES FINANCIAL ADVISORS, INC located in Cumming, Georgia.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Joseph has worked at 2 firms and has passed the Series 65 and SIE exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Luke Martin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 31, 2024 - Present

BALES FINANCIAL ADVISORS, INC

Office #1: 212 Webb Street Suite 101, Cumming, GA 30040

RIA

CRD#: 309477

CUMMING, GA

Past

June 24, 2024 - October 25, 2024

PARRISH CAPITAL, LLC

RIA

CRD#: 172783

KENNESAW, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(10/31/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/4/2023

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/11/2023

Securities Industry Essentials Examination

Current Firm

BALES FINANCIAL ADVISORS, INC

CRD#: 309477 / SEC#:

Georgia

Registered Investment Advisory firm - (7/2/2020 Approved)

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Contact information

Main Address

212 Webb Street Suite 101, Cumming, GA 30040

Mailing Address

Phone number

(678) 807-7157

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	384
AUM (Assets Under Management)	$ 51,123,562

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph L. Martin

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Luke Martin's CRS (Customer Relationship Summary).

Certified licenses

Experience

BALES FINANCIAL ADVISORS, INC

PARRISH CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/4/2023

SIE

Date: 10/11/2023

Current Firm

BALES FINANCIAL ADVISORS, INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BALES FINANCIAL ADVISORS, INC

TRUST BUT VERIFY

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