Riley P. Siltman

N.E.W. ADVISORY SERVICES

Hobart, WI 54155

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CRD#: 7904552

Professional summary

Riley Paul Siltman, who also goes by Riley Siltman, is a registered financial advisor currently at N.E.W. ADVISORY SERVICES, LLC located in Hobart, Wisconsin and GENEOS WEALTH MANAGEMENT, INC. located in Hobart, Wisconsin.

Riley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Riley has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Riley Siltman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)DBA: HERMSEN WEALTH MANAGEMENT LLC located at branch location - also will work as a REGISTERED ASSISTANT - 40 HOURS PER WEEK. 2) RIA - NEW ADVISORY SERVICES LLC- IAR. 3) NOTARY PUBLIC. 4) Independent Rep with various insurance companies for FIXED INSURANCE SALES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Riley Paul Siltman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 6, 2025 - Present

N.E.W. ADVISORY SERVICES, LLC

Office #1: 1200 Centennial Centre Blvd Suite 300, Hobart, WI 54155

RIA

CRD#: 290405

Hobart, WI

Current

December 16, 2024 - Present

GENEOS WEALTH MANAGEMENT, INC.

Office #1: 1200 Centennial Centre Blvd Suite 300, Hobart, WI 54155

RIA

CRD#: 120894

Hobart, WI

Past

August 7, 2024 - November 19, 2024

NICOLET WEALTH MANAGEMENT

RIA

CRD#: 283940

GREEN BAY, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

N.E.W. ADVISORY SERVICES, LLC

HERMSEN WEALTH MANAGEMENT | SOVEREIGN FINANCIAL GROUP | NORTHRIGHT FINANCIAL | N.E.W. ADVISORY SERVICES, LLC | JOHNSON WEALTH MANAGEMENT

CRD#: 290405 / SEC#: 801-112037

RIA

Registered Investment Advisory firm - (11/15/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Wisconsin
(1/6/2025)

IAR

Wisconsin
(2/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 12/23/2024

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/17/2024

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/14/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/10/2024

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

N.E.W. ADVISORY SERVICES, LLC

HERMSEN WEALTH MANAGEMENT | SOVEREIGN FINANCIAL GROUP | NORTHRIGHT FINANCIAL | N.E.W. ADVISORY SERVICES, LLC | JOHNSON WEALTH MANAGEMENT

CRD#: 290405 / SEC#: 801-112037

RIA

Registered Investment Advisory firm - (11/15/2017 Approved)

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Contact information

Main Address

2200 Dickinson Road Unit 17a, De Pere, WI 54115

Mailing Address

Phone number

(920) 712-7800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/21/2025)

Regulatory assets under management

Total Number of Accounts	8,245
AUM (Assets Under Management)	$ 1,341,505,840

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Riley P. Siltman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Riley Paul Siltman's CRS (Customer Relationship Summary).

Certified licenses

Experience

GENEOS WEALTH MANAGEMENT, INC.

NICOLET WEALTH MANAGEMENT

Primary Firm SEC Registration

N.E.W. ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/23/2024

Series 65

Date: 7/17/2024

Series 7TO

Date: 12/14/2024

SIE

Date: 6/10/2024

FINRA

Current Firm

N.E.W. ADVISORY SERVICES, LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

N.E.W. ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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