Tanya Dutta
Professional Summary
Tanya Dutta, who also goes by Tanya Dutta, is a registered financial advisor currently at RIVERSOURCE DISTRIBUTORS, INC. located in Minneapolis, Minnesota. Tanya is registered as a RR (Registered Representative) and started their career in finance in 2026. Tanya has worked at 1 firm and has passed the SIE and Series 6TO exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tanya Dutta
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
2 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
RIVERSOURCE DISTRIBUTORS, INC.
Contact Information
Main Address
901 3rd Ave S, Minneapolis, MN 55402Mailing Address
5229 Ameriprise Financial Center, Minneapolis, MN 55474Phone Number
(612) 671-7449Established
Delaware since 12/09/2005Firm Type
CorporationFiscal Year End
DecemberFirm Size
MediumFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERIPRISE FINANCIAL, INC | SHAREHOLDER | — |
| BUSCHY, MATTHEW | DIRECTOR (TEXAS DESIGNATED OFFICER) | 4785321 |
| GARDNER, TRACY HOHENSEE | CHIEF COMPLIANCE OFFICER | 2598167 |
| HORWITH, THEODORE ROBERT | CHIEF FINANCIAL OFFICER | 3257001 |
| KNEESHAW, JESSICA A | DIRECTOR | 4619188 |
| MINELLA, PAULA J | GENERAL COUNSEL | 7355568 |
| POOR, JASON JOHN | CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER | 2704246 |
Disclosures
Regulatory Event
2Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 2024About the Series 6TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Tanya Dutta's CRS (Customer Relationship Summary).
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