David E. Brenner
Professional summary
David Eric Brenner is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 2024. David has worked at 1 firm and has passed the Series 63, Series 7TO, Series 82TO, Series 79TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Eric Brenner's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 25, 2024 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/3/2024)
(10/28/2024)
Exams
Series 7TO
Date: 1/31/2025
General Securities Representative ExaminationSeries 82TO
Date: 11/14/2024
Limited Representative-Private Securities OfferingsSeries 79TO
Date: 10/25/2024
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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