Anthony Lawrence Perna Ii
Professional Summary
Anthony Lawrence Perna II, who also goes by Anthony Lawrence Perna, is a registered financial advisor currently at FOUR POINTS ADVISORS, LLC located in Milford, Connecticut and FOUR POINTS CAPITAL PARTNERS LLC located in East Amherst, New York. Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Anthony has worked at 2 firms and has passed the Series 66, Series 79TO, Series 7TO...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Anthony Lawrence Perna
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
2 years in the financial services industry
Current & Past Employments
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Current Firm
FOUR POINTS ADVISORS, LLC | PANTHER CAPITAL ADVISORY, LLC
Contact Information
Main Address
99 Park Avenue Floor 8, New York, NY 10016Phone Number
(646) 300-6129# of Employees
12SEC notice filing (8 States and Territories)
Registered to provide investment advisory services in 8 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
171AUM (Assets Under Management)
$40,015,712Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
FOUR POINTS ADVISORS, LLC | PANTHER CAPITAL ADVISORY, LLC
State Registrations and Notice Filings
(8/21/2024)
(7/27/2026)
(8/21/2024)
(7/27/2026)
(10/22/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Oct 2024About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Anthony Lawrence Perna II's CRS (Customer Relationship Summary).
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