Conner R Wallace
Professional Summary
Conner R Wallace, who also goes by Conner Wallace, is a registered financial advisor currently at GENEOS WEALTH MANAGEMENT, INC. located in Longview, Washington. Conner is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Conner has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Conner Wallace
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
2 years in the financial services industry
Current & Past Employments
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Current Firm
GENEOS WEALTH MANAGEMENT, INC.
Contact Information
Main Address
9635 Maroon Circle Suite 100, Englewood, CO 80112Mailing Address
9635 Maroon Circle Suite 100, Englewood, CO 80112Phone Number
(303) 785-8470Established
Colorado since 04/12/2002Firm Type
CorporationFiscal Year End
DecemberFirm Size
Medium# of Employees
200SEC notice filing (52 States and Territories)
Registered to provide investment advisory services in 52 US states and territories.
FINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 52 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GWM HOLDINGS, INC | STOCKHOLDER | — |
| BRUBAKER-RAGER, JODEE MAY | PRESIDENT & CHIEF COMPLIANCE OFFICER | 1888958 |
| DIACHOK, RUSSELL RHINE | DIRECTOR | 1049804 |
| DIACHOK, RYAN WESLEY | CEO | 4047236 |
| HELMS, JEFFREY WRIGHT | DIRECTOR | 1346620 |
| OLSON, RAYMOND COREY | CFO | 1527445 |
| RAGER, DEAN ALLEN | CHIEF OPERATING OFFICER & CHIEF ADVISORY COMPLIANCE OFFICER | 2852133 |
| REICHERT, PAMALA ANN | DEPUTY CHIEF OPERATING OFFICER | 3105359 |
Regulatory Assets Under Management
Total Number of Accounts
33,378AUM (Assets Under Management)
$9,217,163,038Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
GENEOS WEALTH MANAGEMENT, INC.
State Registrations and Notice Filings
(3/21/2025)
(1/2/2025)
(1/2/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Conner R Wallace's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Conner R Wallace's CRS (Customer Relationship Summary).
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