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NP

Norris B. Perez

GUARDIAN FINANCIAL PARTNERS
Santa Ana, CA 92701
Some features on this profile are disabled
CRD#: 7901678
NP

Professional summary

Norris Benedict Perez Jr. is a registered financial advisor currently at GUARDIAN FINANCIAL PARTNERS, LLC located in Santa Ana, California.

Norris is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Norris has worked at 1 firm .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Norris Benedict Perez Jr.'s CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 11, 2024 - Present

GUARDIAN FINANCIAL PARTNERS, LLC

Office #1: 1601 East Chestnut Ave, Santa Ana, CA 92701
RIA
CRD#: 287652
Santa Ana, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GF
GUARDIAN FINANCIAL PARTNERS, LLC
GUARDIAN FINANCIAL PARTNERS, LLC

CRD#: 287652 / SEC#: 801-110423

RIA
Registered Investment Advisory firm - (4/28/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(4/11/2024)

Exams

Current Firm

GF
GUARDIAN FINANCIAL PARTNERS, LLC
GUARDIAN FINANCIAL PARTNERS, LLC

CRD#: 287652 / SEC#: 801-110423

RIA
Registered Investment Advisory firm - (4/28/2017 Approved)
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Contact information

Main Address
635 E. Chapman Ave., Orange, CA 92866
Mailing Address
Phone number
(949) 771-2969
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (2/12/2025)
FORM ADV PART 2A APP 1 - WRAP BROCHURE (2/12/2025)

Regulatory assets under management

Total Number of Accounts796
AUM (Assets Under Management)$ 835,534,646

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GUARDIAN FINANCIAL PARTNERS, LLC

CRD#: 287652Santa Ana, CA 92701

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