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LG

Luis A. Giraldo

57 WEST CAPITAL ADVISORS
AUSTIN, TX 78759
CRD#: 7899557
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LG
Luis Alberto Giraldo57 WEST CAPITAL ADVISORS

Professional summary

Luis Alberto Giraldo is a registered financial advisor currently at 57 WEST CAPITAL ADVISORS, INC. located in Austin, Texas.

Luis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Luis has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luis Alberto Giraldo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 16, 2024 - Present

57 WEST CAPITAL ADVISORS, INC.

Office #1: 11615 Angus Road Suite 104-k, Austin, TX 78759
RIA
CRD#: 115378
AUSTIN, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(2/27/2026)
IAR
Florida
(1/13/2026)
IAR
Texas
(4/16/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/29/2024
Uniform Investment Adviser Law Examination

Current Firm

5W
57 WEST CAPITAL ADVISORS, INC.
57 WEST CAPITAL ADVISORS, INC. | FREEDOM PORTFOLIO SERVICES (DBA) | FREEDOM BUSINESS CORPORATION | FREEDOM ASSET MANAGEMENT CORPORATION OF AMERICA | FREEDOM ASSET MANAGEMENT CORPORATION OF AMERCIA

CRD#: 115378 / SEC#:

Florida
Registered Investment Advisory firm - (1/13/2026 Approved)
Louisiana
Registered Investment Advisory firm - (5/5/2023 Approved)
Texas
Registered Investment Advisory firm - (4/20/1999 Approved)
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Contact information

Main Address
11615 Angus Road Suite 104-k, Austin, TX 78759
Mailing Address
Phone number
(833) 457-5757
Established
Firm type
Fiscal year end
# of Employees
7

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts78
AUM (Assets Under Management)$ 39,783,386

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

57 WEST CAPITAL ADVISORS, INC.

CRD#: 115378Austin, TX 78759

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