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EV

Ernest J. Volkmann

MAKROD INVESTMENT ASSOCIATES
Verona, NJ 07044
Some features on this profile are disabled
CRD#: 7899310
EV

Professional summary

Ernest John Volkmann Jr is a registered financial advisor currently at MAKROD INVESTMENT ASSOCIATES INC located in Verona, New Jersey.

Ernest is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Ernest has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ernest John Volkmann Jr's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 14, 2024 - Present

MAKROD INVESTMENT ASSOCIATES INC

Office #1: 44 Ann Street, Verona, NJ 07044
RIA
CRD#: 110325
Verona, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MI
MAKROD INVESTMENT ASSOCIATES INC
MAKROD INVESTMENT ASSOCIATES INC

CRD#: 110325 / SEC#: 801-28113

RIA
Registered Investment Advisory firm - (11/6/1986 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Jersey
(5/14/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/7/2024
Uniform Investment Adviser Law Examination

Current Firm

MI
MAKROD INVESTMENT ASSOCIATES INC
MAKROD INVESTMENT ASSOCIATES INC

CRD#: 110325 / SEC#: 801-28113

RIA
Registered Investment Advisory firm - (11/6/1986 Approved)
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Contact information

Main Address
44 Ann Street, Verona, NJ 07044
Mailing Address
Phone number
(973) 239-1033
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (1 States and Territories)

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Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MAKROD INVESTMENT ASSOCIATES INC. (3/31/2025)

Regulatory assets under management

Total Number of Accounts557
AUM (Assets Under Management)$ 803,678,486

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MAKROD INVESTMENT ASSOCIATES INC

CRD#: 110325Verona, NJ 07044

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