WD
Wendy C. Dudley
SMARTPATH ADVISORS
Littleton, CO
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CRD#: 7899277
WD
Professional summary
Wendy Claire Dudley is a registered financial advisor currently at SMARTPATH ADVISORS located in Littleton, Colorado.
Wendy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Wendy has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Wendy Claire Dudley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 1, 2026 - Present
SMARTPATH ADVISORS
RIA
CRD#: 304563
Littleton, CO
Past
April 8, 2024 - January 9, 2025
FALCON WEALTH PLANNING, INC.
RIA
CRD#: 174092
ONTARIO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SMARTPATH ADVISORS
SMARTPATH ADVISORS | SMARTPATH ADVISORS, LLC
CRD#: 304563 / SEC#: 801-119877
RIA
Registered Investment Advisory firm - (12/1/2020 Approved)Alabama
Registered Investment Advisory firm - (12/8/2020 Terminated)District of Columbia
Registered Investment Advisory firm - (12/31/2020 Terminated)Florida
Registered Investment Advisory firm - (12/31/2020 Terminated)Georgia
Registered Investment Advisory firm - (12/31/2020 Terminated)Illinois
Registered Investment Advisory firm - (12/31/2020 Terminated)Kansas
Registered Investment Advisory firm - (12/31/2020 Terminated)Louisiana
Registered Investment Advisory firm - (12/31/2020 Terminated)Maryland
Registered Investment Advisory firm - (12/8/2020 Terminated)Mississippi
Registered Investment Advisory firm - (12/31/2020 Terminated)Missouri
Registered Investment Advisory firm - (12/31/2020 Terminated)North Carolina
Registered Investment Advisory firm - (12/31/2020 Terminated)Ohio
Registered Investment Advisory firm - (1/2/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/31/2020 Terminated)Tennessee
Registered Investment Advisory firm - (12/31/2020 Terminated)Texas
Registered Investment Advisory firm - (12/31/2020 Terminated)Virginia
Registered Investment Advisory firm - (12/31/2020 Terminated)Washington
Registered Investment Advisory firm - (1/8/2021 Terminated)Wisconsin
Registered Investment Advisory firm - (12/31/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(4/1/2026)
Exams
Current Firm
SA
SMARTPATH ADVISORS
SMARTPATH ADVISORS | SMARTPATH ADVISORS, LLC
CRD#: 304563 / SEC#: 801-119877
RIA
Registered Investment Advisory firm - (12/1/2020 Approved)Alabama
Registered Investment Advisory firm - (12/8/2020 Terminated)District of Columbia
Registered Investment Advisory firm - (12/31/2020 Terminated)Florida
Registered Investment Advisory firm - (12/31/2020 Terminated)Georgia
Registered Investment Advisory firm - (12/31/2020 Terminated)Illinois
Registered Investment Advisory firm - (12/31/2020 Terminated)Kansas
Registered Investment Advisory firm - (12/31/2020 Terminated)Louisiana
Registered Investment Advisory firm - (12/31/2020 Terminated)Maryland
Registered Investment Advisory firm - (12/8/2020 Terminated)Mississippi
Registered Investment Advisory firm - (12/31/2020 Terminated)Missouri
Registered Investment Advisory firm - (12/31/2020 Terminated)North Carolina
Registered Investment Advisory firm - (12/31/2020 Terminated)Ohio
Registered Investment Advisory firm - (1/2/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/31/2020 Terminated)Tennessee
Registered Investment Advisory firm - (12/31/2020 Terminated)Texas
Registered Investment Advisory firm - (12/31/2020 Terminated)Virginia
Registered Investment Advisory firm - (12/31/2020 Terminated)Washington
Registered Investment Advisory firm - (1/8/2021 Terminated)Wisconsin
Registered Investment Advisory firm - (12/31/2020 Terminated)PREMIUM
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Contact information
Main Address
Atlanta, GA
Mailing Address
2451 Cumberland Pkwy Ste 3954, Atlanta, GA 30339
Phone number
(678) 538-9420
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (23 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
