LH
Lisa K. Helin
BAER WEALTH MANAGEMENT
Marietta, GA 30067
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CRD#: 7898852
LH
Professional summary
Lisa Kay Helin is a registered financial advisor currently at BAER WEALTH MANAGEMENT located in Marietta, Georgia.
Lisa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Lisa has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Lisa Kay Helin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 10, 2024 - Present
BAER WEALTH MANAGEMENT
Office #1: 101 Village Parkway Building 1, Suite 200, Marietta, GA 30067RIA
CRD#: 150555
Marietta, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BAER WEALTH MANAGEMENT
BAER WEALTH | MOLLY B INVESTMENT GROUP LLC | BAER WEALTH MANAGEMENT, LLC | BAER WEALTH MANAGEMENT
CRD#: 150555 / SEC#: 801-118667
RIA
Registered Investment Advisory firm - (5/8/2020 Approved)Florida
Registered Investment Advisory firm - (5/19/2020 Terminated)Georgia
Registered Investment Advisory firm - (5/19/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(4/22/2024)
IAR
Texas(4/10/2024)
Exams
Current Firm
BW
BAER WEALTH MANAGEMENT
BAER WEALTH | MOLLY B INVESTMENT GROUP LLC | BAER WEALTH MANAGEMENT, LLC | BAER WEALTH MANAGEMENT
CRD#: 150555 / SEC#: 801-118667
RIA
Registered Investment Advisory firm - (5/8/2020 Approved)Florida
Registered Investment Advisory firm - (5/19/2020 Terminated)Georgia
Registered Investment Advisory firm - (5/19/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
101 Village Parkway Building 1, Suite 200, Marietta, GA 30067
Mailing Address
Phone number
(770) 984-2312
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 657 |
| AUM (Assets Under Management) | $ 294,329,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
