SM
Seythe Mccoy-leffall
THRIVENT INVESTMENT MANAGEMENT
Columbia, MD 21044
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CRD#: 7898287
SM
Professional summary
Seythe Mccoy-leffall is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Columbia, Maryland.
Seythe is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Seythe has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ALPHA PHI ALPHA FRATERNITY, INC. - PI UPSILON LAMBDA CHAPTER POSITION: Member, Committee Member NATURE: Pi Upsilon Lambda has focused steadfastly on service to the Prince George's County community through a wide variety of programs aimed at providing outreach and care for the residents of the county, educational initiatives that assist students in county schools, and informing residents about the positions of candidates for public office and the important role that voting plays in the betterment of the community. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 1 START DATE: 05/29/2020 ADDRESS: P.O. Box 3766, Capitol Heights MD 20791, United States DESCRIPTION: As a member I support the mission of the chapter and organization as a whole. Focus is placed on projects that model our National Programs: Brother's Keeper Project Alpha A Voteless People is a Hopeless People Go-to-Highschool, Go-To-College Committees: IT Committee MAAC Founders' Day Breakfast Committee NATIONAL HAMPTON ALUMNI ASSOCIATION, INC. - PRINCE GEORGE'S COUNTY CHAPTER POSITION: Immediate Past President NATURE: The Prince George's County (MD) Chapter of the NHAA, Inc consists of alumni and friends of Hampton University. Duties include: Raising monies for Hampton University, recruiting Prince George's, Charles, and Anne Arundel County students to attend Hampton University and maintaining contact with local students throughout their matriculation, providing,scholarships and advocacy for local students, proposingand managing an annual budget, and working cooperatively with University personnel to develop and implement programs that will benefit Hampton University and the National Hampton Alumni Association, Inc. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2024 ADDRESS: 6005 Camillo Court, Riverdale MD 20737, United States DESCRIPTION: Support the current chapter administration through event participation, meeting attendance, and other duties, as assigned, by the chapter's President and Vice President. NATIONAL HAMPTON ALUMNI ASSOCIATION, INC. - MIDDLE ATLANTIC REGION POSITION: 2nd Vice President NATURE: The mission of the Middle Atlantic Chapter of the National Hampton Alumni Association (MAR) is to expand alumni volunteerism to maintain and support Hampton University. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2024 ADDRESS: 100 E Queen Street, Hampton VA 23669, United States DESCRIPTION: The Second Vice President works with assigned chapters in the eastern portion of the Middle-Atlantic Region (MAR). In addition, I shall perform duties of the President in cases in which the President and the First Vice President are unable to serve which may include, but is not limited to, having the executive power of supervision and management of the MAR. QUICK RESPONSE DEFENSE POSITION: Owner/Instructor NATURE: Personal Safety/Personal Defense INVESTMENT RELATED: No NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 2 START DATE: 06/14/2022 ADDRESS: 2217 Nees Lane, Silver Spring MD 20905, United States DESCRIPTION: Classroom and practical instruction on personal defense and safety. TEAM RUBICON USA POSITION: Grey Shirt NATURE: Team Rubicon is a non-profit, veteran-led organization that helps communities recover from disasters and humanitarian crises. They mobilize veterans to continue serving their communities. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 5230 Pacific Concourse Drive, Suite 200, Los Angeles CA 90045, United States DESCRIPTION: The role of a Team Rubicon Greyshirt is to help people in need during disasters and humanitarian crises. Greyshirts are volunteers who wear grey t-shirts and perform a variety of tasks to support the organization's mission.
CRS (Client Relationship Summary) - RIA
Click below to view Seythe Mccoy-leffall's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Seythe Mccoy-leffall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 3, 2024 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 10490 Little Patuxent Pkwy, Columbia, MD 21044RIA
BD
CRD#: 18387
Columbia, MD
Current
August 1, 2024 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 10490 Little Patuxent Pkwy, Columbia, MD 21044RIA
BD
CRD#: 18387
Columbia, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
District of Columbia(6/23/2025)
IAR
District of Columbia(6/23/2025)
IAR
Maryland(9/3/2024)
RR
Maryland(9/4/2024)
RR
New Jersey(11/8/2024)
RR
New York(10/11/2024)
RR
North Carolina(10/3/2024)
RR
Pennsylvania(9/26/2024)
RR
Virginia(9/24/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/1/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
