Jack B Roberts
Professional Summary
Jack B Roberts, who also goes by Jack Roberts, is a registered financial advisor currently at KEYSTONE FINANCIAL GROUP, LLC located in Lexington, Kentucky and LPL FINANCIAL LLC located in Lexington, Kentucky. Jack is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Jack has worked at 2 firms and has passed the Series 63, Series 65, SIE and Series 7TO exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jack Roberts
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ABRI LLC
RAYMOND JAMES FINANCIAL SERVICES, INC.
Videos & Posts
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RAYMOND JAMES FINANCIAL SERVICES, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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RAYMOND JAMES FINANCIAL SERVICES, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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RAYMOND JAMES FINANCIAL SERVICES, INC.
Years of Experience
2 years registered in the securities industry
Current & Past Employments
Current
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ABRI LLC
RAYMOND JAMES FINANCIAL SERVICES, INC.
Current Firm
ATHLETIC ESSENTIALS | WATTS FINANCIAL CORP | STONEWALL MANAGEMENT | SOLOPRENUER FINANCIAL | SEALS FINANCIAL PLANNING | R. L. BROWN WEALTH MANAGEMENT | KEYSTONE FINANCIAL GROUP, LLC | JENNINGS AND ASSOCIATES | J.R. YOUNG COMPANY | HARRIS FINANCIAL
Contact Information
Main Address
527 Wellington Way, Ste 225, Lexington, KY 40503Phone Number
(859) 317-8316# of Employees
49SEC notice filing (21 States and Territories)
Registered to provide investment advisory services in 21 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
6,628AUM (Assets Under Management)
$2,338,235,877Similar Advisors
ABRI LLC
RAYMOND JAMES FINANCIAL SERVICES, INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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ABRI LLC
RAYMOND JAMES FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
ATHLETIC ESSENTIALS | WATTS FINANCIAL CORP | STONEWALL MANAGEMENT | SOLOPRENUER FINANCIAL | SEALS FINANCIAL PLANNING | R. L. BROWN WEALTH MANAGEMENT | KEYSTONE FINANCIAL GROUP, LLC | JENNINGS AND ASSOCIATES | J.R. YOUNG COMPANY | HARRIS FINANCIAL
State Registrations and Notice Filings
(2/5/2025)
(1/17/2025)
(4/23/2025)
(1/17/2025)
(5/17/2024)
(12/6/2024)
(2/5/2025)
(6/25/2025)
(1/17/2025)
(1/17/2025)
(1/17/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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RAYMOND JAMES FINANCIAL SERVICES, INC.
CRS (Client Relationship Summary) - RIA
Click below to view Jack B Roberts's CRS (Customer Relationship Summary).
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ABRI LLC
RAYMOND JAMES FINANCIAL SERVICES, INC.