Stephanie A. Coleman-risher

ERNST & YOUNG INVESTMENT ADVISERS LLP

Jacksonville, FL 32258

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CRD#: 7896556

Professional summary

Stephanie A Coleman-risher, who also goes by Stephanie Ann Coleman, Stephanie Ann Coleman-risher, Stephanie Coleman-risher, Stephanie Ann Risher, Stephanie Ann Todd, is a registered financial advisor currently at ERNST & YOUNG INVESTMENT ADVISERS LLP located in Jacksonville, Florida.

Stephanie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Stephanie has worked at 2 firms and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stephanie Ann Coleman | Stephanie Ann Coleman-Risher | Stephanie Coleman-Risher | Stephanie Ann Risher | Stephanie Ann Todd

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

0215 Health, Life and Variable Contracts - agent, Primerica start date June 2025 - approximately 15hrs a month outside of trading hours, 0 hours during trading hours, insurance sales. Legal Shield - agent start date 03/2024, 1-2hours a month outside of trading hours, 0 hours during trading hours, sales

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephanie A Coleman-risher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 19, 2025 - Present

ERNST & YOUNG INVESTMENT ADVISERS LLP

Office #1: Lakeside 2 12740 Gran Bay Parkway West Suite 2450, Jacksonville, FL, 32258

RIA

CRD#: 110921

Jacksonville, FL

Past

February 11, 2025 - May 20, 2025

ONEAMERICA SECURITIES, INC.

RIA

CRD#: 4173

CANTONMENT, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ERNST & YOUNG INVESTMENT ADVISERS LLP

ERNST & YOUNG INVESTMENT ADVISERS LLP | ERNST & YOUNG LLP

CRD#: 110921 / SEC#: 801-48596

RIA

Registered Investment Advisory firm - (4/7/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/19/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/8/2025

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 2/3/2024

Securities Industry Essentials Examination

Current Firm

ERNST & YOUNG INVESTMENT ADVISERS LLP

ERNST & YOUNG INVESTMENT ADVISERS LLP | ERNST & YOUNG LLP

CRD#: 110921 / SEC#: 801-48596

RIA

Registered Investment Advisory firm - (4/7/1995 Approved)

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Contact information

Main Address

200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094

Mailing Address

Phone number

(800) 273-0588

Established

Firm type

Fiscal year end

# of Employees

140

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ERNST & YOUNG INVESTMENT ADVISERS LLP (9/10/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephanie A. Coleman-risher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephanie A Coleman-risher's CRS (Customer Relationship Summary).

Certified licenses

Experience

ERNST & YOUNG INVESTMENT ADVISERS LLP

ONEAMERICA SECURITIES, INC.

Primary Firm SEC Registration

ERNST & YOUNG INVESTMENT ADVISERS LLP

State Registrations and Notice Filings

Exams

Series 65

Date: 2/8/2025

SIE

Date: 2/3/2024

Current Firm

ERNST & YOUNG INVESTMENT ADVISERS LLP

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

ERNST & YOUNG INVESTMENT ADVISERS LLP

TRUST BUT VERIFY

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