Alejandro Juarez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alejandro Juarez, who also goes by Alejandro Juarez Ugalde, was a registered financial professional .
Alejandro is a previously registered financial professional and started their career in finance in 2024. Alejandro had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2025 - October 24, 2025
JOURNEY EQUITY WEALTH MANAGEMENT LLC
October 28, 2024 - December 23, 2024
FIDELITY PERSONAL AND WORKPLACE ADVISORS
June 18, 2024 - December 23, 2024
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 6/18/2024
General Securities Representative ExaminationCurrent Firm
JOURNEY EQUITY WEALTH MANAGEMENT LLC
CRD#: 335931 / SEC#: 801-132817
Contact information
Regulatory assets under management
| Total Number of Accounts | 80 |
| AUM (Assets Under Management) | $ 9,200,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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