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JH

Jeremy J. Herkenhoff

IWEALTH
Waseca, MN 56093
Some features on this profile are disabled
CRD#: 7895497
JH

Professional summary

Jeremy J Herkenhoff, who also goes by Jeremy Herkenhoff, is a registered financial advisor currently at IWEALTH located in Waseca, Minnesota and LPL FINANCIAL LLC located in Waseca, Minnesota.

Jeremy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Jeremy has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jeremy Herkenhoff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy J Herkenhoff's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 29, 2026 - Present

IWEALTH

Office #1: 213 15th Avenue Ne, Waseca, MN 56093
RIA
CRD#: 329980
Waseca, MN
Current

March 20, 2026 - Present

LPL FINANCIAL LLC

Office #1: 213 15th Ave Ne, Waseca, MN 56093
RIA
BD
CRD#: 6413
WASECA, MN
Past

March 20, 2026 - April 16, 2026

LPL FINANCIAL LLC

RIA
CRD#: 6413
FORT MILL, SC
Past

March 31, 2025 - March 12, 2026

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
SHAKOPEE, MN
Past

August 20, 2024 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
EDINA, MN
Past

June 26, 2024 - March 12, 2026

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
EDINA, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IW
IWEALTH
IWEALTH | IWEALTH FINANCIAL, LLC

CRD#: 329980 / SEC#: 801-129824

RIA
Registered Investment Advisory firm - (4/5/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Minnesota
(3/20/2026)
IAR
Minnesota
(4/29/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/8/2024
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/26/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/9/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

IW
IWEALTH
IWEALTH | IWEALTH FINANCIAL, LLC

CRD#: 329980 / SEC#: 801-129824

RIA
Registered Investment Advisory firm - (4/5/2024 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
213 15th Avenue Ne, Waseca, MN 56093
Mailing Address
Phone number
(507) 835-9111
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (3/14/2025)

Regulatory assets under management

Total Number of Accounts739
AUM (Assets Under Management)$ 230,656,452

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

IWEALTH

CRD#: 329980Waseca, MN 56093

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